Individual Firm
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JONATHAN DAVID SCHLACKMAN
CRD#: 839420
IA
B
WELLS FARGO ADVISORSCRD#: 19616 1250 POYDRAS ST FL 24
NEW ORLEANS, LA 70113
NEW ORLEANS, LA 70113
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9/1/1982
Regulatory
Final
4/1/1981
Regulatory
Final
4/17/1980
Regulatory
Final
State Registrations
B
Alabama 9/9/2015
B
Massachusetts 9/7/2016
IA
Alabama 9/16/2015
B
Mississippi 4/6/2020
B
Arizona 10/7/2016
B
Missouri 2/20/2020
B
California 9/9/2015
B
New Jersey 9/9/2015
B
Colorado 2/20/2020
B
New York 10/20/2015
B
Connecticut 9/9/2015
B
North Carolina 4/2/2020
B
District of Columbia 3/31/2021
B
Ohio 4/2/2020
B
Florida 9/9/2015
B
Pennsylvania 6/7/2018
B
Georgia 9/9/2015
B
Tennessee 2/11/2016
B
Illinois 3/24/2025
B
Texas 9/9/2015
B
Louisiana 8/26/2015
IA
Texas 9/9/2015
IA
Louisiana 8/26/2015
B
Virginia 2/27/2020
B
Maryland 9/9/2015
B
Washington 2/20/2020
SRO Registrations
B
B
B
B
B
B
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IA
Registered with this firm since 8/26/2015
B
Registered with this firm since 8/26/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/01/2009 - 09/09/2015 | NEW ORLEANS, LA | |
B | 06/01/2009 - 09/09/2015 | NEW ORLEANS, LA | |
IA | 08/22/2008 - 06/01/2009 | NEW ORLEANS, LA | |
B | 08/22/2008 - 06/01/2009 | NEW ORLEANS, LA | |
IA | 08/05/2005 - 09/08/2008 | NEW ORLEANS, LA | |
B | 08/14/2000 - 09/08/2008 | NEW ORLEANS, LA | |
B | 08/08/1990 - 08/14/2000 | NEW YORK, NY | |
B | 06/05/1984 - 08/29/1990 | NEW YORK, NY | |
B | 06/03/1982 - 06/19/1984 | ||
B | 03/24/1980 - 05/26/1982 | ||
B | 06/13/1978 - 03/29/1980 | ||
B | 06/12/1978 - 07/19/1978 | ||
B | 07/01/1977 - 05/06/1978 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.