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RICHARD ANDERSON RENAUDIN SR
RICHARD ANDERSON RENAUDIN, RICHARD RENAUDIN, RICK RENAUDIN
CRD#: 839308
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 4400 POST OAK PARKWAY
9TH FLOOR
HOUSTON, TX 77027
Registration History
19801985199019952000200520102015202020252 FIRMS1996 - Present (28 years)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)1988 - 1996 (7 years)BHOWARD, WEIL, LABOUISSE, FRIED... (CRD# 414)1988 - 1994 (6 years)BHOWARD, WEIL, LABOUISSE, FRIED... (CRD# 414)1989 - 1991 (1 year)BSHEARSON LEHMAN HUTTON INC. (CRD# 7506)1988 - 1988 (<1 year)BE. F. HUTTON & COMPANY INC (CRD# 235)1983 - 1988 (4 years)BUNDERWOOD, NEUHAUS & CO., INCO... (CRD# 839)1977 - 1983 (6 years)
Disclosure(s)
View By:
1/18/2012
Customer Dispute
Settled
5/14/2010
Regulatory
Final
11/20/2008
Customer Dispute
Settled
10/28/2003
Customer Dispute
Settled
License(s)

State Registrations

B
California 10/30/2003

IA
Texas 9/13/1996

B
Colorado 5/14/2002

B
Virginia 8/26/2020

B
Texas 9/13/1996

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
4400 POST OAK PARKWAY 9TH FLOOR, HOUSTON, TX 77027
4400 POST OAK PARKWAY, HOUSTON, TX 77027
Registered with this firm since 9/13/1996

IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
4400 POST OAK PARKWAY 9TH FLOOR, HOUSTON, TX 77027
4400 POST OAK PARKWAY, HOUSTON, TX 77027
Registered with this firm since 9/13/1996

Previous Registration(s)
th hidden textth hidden textNameLocation
B
10/17/1988 - 09/13/1996 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
B
07/25/1988 - 09/01/1994 HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC. (CRD#:414) NEW ORLEANS, LA
B
07/21/1989 - 04/01/1991 HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC. (CRD#:414)
B
02/15/1988 - 07/28/1988 SHEARSON LEHMAN HUTTON INC. (CRD#:7506)
B
12/28/1983 - 02/15/1988 E. F. HUTTON & COMPANY INC (CRD#:235)
B
07/01/1977 - 12/05/1983 UNDERWOOD, NEUHAUS & CO., INCORPORATED (CRD#:839)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.