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Detailed Report
DALE WAYNE YOUNG
CRD#: 838993
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 5420 LBJ FREEWAY STE 1940
DALLAS, TX 75240
CETERA ADVISOR NETWORKS LLCCRD#: 13572 5420 LBJ FREEWAY STE 1940
DALLAS, TX 75240
Registration History
19801985199019952000200520102015202020252 FIRMS1977 - 1978 (1 year)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2013 - Present (11 years)BWALNUT STREET SECURITIES, INC. (CRD# 15840)1992 - 2013 (20 years)BSUN INVESTMENT SERVICES COMPANY (CRD# 5496)1990 - 1992 (2 years)BGUARDIAN INVESTOR SERVICES COR... (CRD# 6635)1978 - 1989 (10 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2013 - 2023 (9 years)IAWALNUT STREET SECURITIES, INC. (CRD# 15840)2006 - 2013 (7 years)IAWALNUT STREET ADVISERS INC (CRD# 109903)1996 - 2006 (10 years)
License(s)

State Registrations

B
Oklahoma 9/3/2013
IA
Texas 6/29/2023
B
Texas 9/3/2013

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
5420 LBJ FREEWAY STE 1940, DALLAS, TX 75240
Registered with this firm since 6/29/2023
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
5420 LBJ FREEWAY STE 1940, DALLAS, TX 75240
Registered with this firm since 9/3/2013
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 09/03/2013 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
IA
 05/05/2006 - 09/03/2013 WALNUT STREET SECURITIES, INC. (CRD#:15840) DALLAS, TX
B
 12/24/1992 - 09/03/2013 WALNUT STREET SECURITIES, INC. (CRD#:15840) DALLAS, TX
IA
 11/05/1996 - 11/03/2006 WALNUT STREET ADVISERS INC (CRD#:109903) TULSA, OK
B
 01/16/1990 - 12/07/1992 SUN INVESTMENT SERVICES COMPANY (CRD#:5496) WELLESLEY HILLS, MA
B
 10/02/1978 - 06/30/1989 GUARDIAN INVESTOR SERVICES CORPORATION (CRD#:6635) NEW YORK, NY
B
 06/21/1977 - 12/16/1978 MONY SALES, INC. (CRD#:4386)
B
 06/21/1977 - 12/16/1978 THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (CRD#:2873)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.