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Detailed Report
ARTHUR BRUCE BARZILAY
CRD#: 838347
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 CRYSTAL BAY, NV
Registration History
1980198519901995200020052010201520202025IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1983 - Present (41 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1980 - Present (44 years)
License(s)

State Registrations

B
Alabama 2/25/2005
B
Missouri 10/23/2018
B
Arizona 10/20/2005
B
Montana 1/25/2022
B
California 4/3/1986
IA
Nevada 5/14/2010
B
Colorado 4/16/1997
B
Nevada 5/2/2017
B
Delaware 10/16/2009
B
New Jersey 4/14/1988
B
Florida 5/23/1983
B
New York 8/13/1984
IA
Florida 5/23/1983
B
North Carolina 1/28/2010
B
Georgia 7/31/1995
B
Ohio 6/10/1988
B
Hawaii 4/9/2013
B
Oregon 3/31/2014
B
Idaho 2/7/2025
B
South Carolina 6/28/2016
B
Illinois 8/7/2007
B
South Dakota 7/13/2017
B
Kansas 1/3/2025
B
Texas 1/4/2010
B
Maryland 10/18/1999
IA
Texas 1/5/2010
B
Massachusetts 4/12/1988
B
Vermont 10/12/2010
B
Michigan 8/23/2017
B
Virginia 6/21/2017
B
Minnesota 6/5/2014
B
Wisconsin 3/6/2017
B
Mississippi 11/16/2022

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
CRYSTAL BAY, NV
1 TOWN CENTER RD, BOCA RATON, FL 33486
Registered with this firm since 5/23/1983
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
CRYSTAL BAY, NV
1 TOWN CENTER RD, BOCA RATON, FL 33486
Registered with this firm since 10/22/1980
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.