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DENNIS STEPHEN OLESZKOWICZ
DENNY OLESZKOWICZ
CRD#: 837970
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 325 N OLD WOODWARD AVE
SUITE 200
BIRMINGHAM, MI 48009
Registration History
19801985199019952000200520102015202020252 FIRMS1993 - 2003 (9 years)2 FIRMS2003 - Present (21 years)BLEHMAN BROTHERS INC. (CRD# 7506)1980 - 1993 (12 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1978 - 1980 (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 572)1977 - 1978 (1 year)
Disclosure(s)
View By:
2/2/2022
Customer Dispute
Settled
11/25/2020
Customer Dispute
Denied
9/17/2015
Customer Dispute
Settled
8/1/1987
Customer Dispute
Settled
12/19/1983
Regulatory
Final
License(s)

State Registrations

B
Alabama 5/2/2003

B
Nevada 5/2/2003

B
Arizona 5/2/2003

B
New Jersey 3/28/2005

B
California 5/2/2003

B
New Mexico 5/2/2003

B
Colorado 8/20/2008

B
New York 5/2/2003

B
Connecticut 1/19/2011

B
North Carolina 5/2/2003

B
District of Columbia 9/19/2007

B
Ohio 5/2/2003

B
Florida 5/2/2003

B
Oklahoma 2/19/2010

IA
Florida 9/12/2003

B
Oregon 5/2/2003

B
Georgia 5/2/2003

B
Pennsylvania 5/2/2003

B
Hawaii 5/29/2019

B
Rhode Island 8/25/2016

B
Illinois 5/2/2003

B
South Carolina 5/2/2003

B
Indiana 5/30/2003

B
South Dakota 2/13/2018

B
Iowa 4/13/2009

B
Tennessee 5/2/2003

B
Kentucky 2/7/2008

B
Texas 5/2/2003

B
Maine 2/1/2018

IA
Texas 8/26/2004

B
Maryland 11/18/2008

B
Utah 5/2/2003

B
Massachusetts 6/30/2004

B
Virginia 5/2/2003

B
Michigan 5/2/2003

B
Washington 4/5/2011

IA
Michigan 9/17/2010

B
West Virginia 5/2/2003

B
Minnesota 11/30/2011

B
Wisconsin 7/17/2003

B
Missouri 5/2/2003

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
325 N OLD WOODWARD AVE SUITE 200, BIRMINGHAM, MI 48009
JENSEN BEACH, FL
Registered with this firm since 9/12/2003

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
325 N OLD WOODWARD AVE SUITE 200, BIRMINGHAM, MI 48009
JENSEN BEACH, FL
Registered with this firm since 5/2/2003

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/31/1993 - 05/14/2003 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SOUTHFIELD, MI
B
07/31/1993 - 05/14/2003 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
08/13/1980 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
09/26/1978 - 09/13/1980 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
B
06/01/1977 - 09/26/1978 MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. (CRD#:572)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.