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Detailed Report
KAREN MAUREEN (LYSEK) BARD
KAREN MAUREEN BARD, KAREN MAUREEN LYSEK
CRD#: 837888
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 2125 LOUISIANA BLVD
ALBUQUERQUE, NM 87110
Registration History
19801985199019952000200520102015202020252 FIRMS1986 - Present (39 years)BPENN MUTUAL EQUITY SERVICES, INC. (CRD# 4031)1984 - 1986 (2 years)BTHE LINCOLN NATIONAL LIFE INSU... (CRD# 2580)1977 - 1986 (9 years)BLINCOLN NATIONAL PENSION INSUR... (CRD# 10293)1981 - 1986 (4 years)
License(s)

State Registrations

B
Alabama 10/3/2016
B
Montana 4/30/2001
B
Alaska 1/2/2021
B
Nebraska 7/27/2023
B
Arizona 3/16/1988
B
Nevada 9/12/2008
B
Arkansas 12/24/2020
B
New Jersey 8/3/2011
B
California 5/1/1986
B
New Mexico 3/13/1986
B
Colorado 3/13/1986
IA
New Mexico 6/27/1988
B
Connecticut 1/20/2015
B
New York 7/11/2008
B
Delaware 7/20/2017
B
North Carolina 11/2/2009
B
District of Columbia 8/26/2005
B
Ohio 7/14/2021
B
Florida 3/21/2000
B
Oklahoma 12/1/2017
B
Georgia 11/14/2007
B
Oregon 12/24/2020
B
Idaho 5/21/2014
B
Pennsylvania 12/24/2020
B
Illinois 12/24/2020
B
South Carolina 9/29/2016
B
Indiana 4/17/2007
B
Tennessee 6/25/2019
B
Iowa 3/28/2017
B
Texas 3/14/1986
B
Kansas 9/15/2006
IA
Texas 3/14/1986
B
Massachusetts 10/30/2018
B
Virginia 5/27/2016
B
Michigan 2/3/2006
B
Washington 11/28/2012
B
Minnesota 3/29/2022
B
West Virginia 7/23/2018
B
Missouri 12/24/2020
B
Wyoming 8/12/2024

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2125 LOUISIANA BLVD, ALBUQUERQUE, NM 87110
Registered with this firm since 3/14/1986
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2125 LOUISIANA BLVD, ALBUQUERQUE, NM 87110
Registered with this firm since 3/13/1986
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 06/20/1984 - 09/03/1986 PENN MUTUAL EQUITY SERVICES, INC. (CRD#:4031)
B
 05/26/1977 - 08/13/1986 THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (CRD#:2580)
B
 12/28/1981 - 08/12/1986 LINCOLN NATIONAL PENSION INSURANCE COMPANY (CRD#:10293)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.