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Detailed Report
BARRY RICHARD CARRON
CRD#: 837726
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 800 WESTCHESTER AVENUE
4TH FLOOR SUITE N409
RYE BROOK, NY 10573
Registration History
1980198519901995200020052010201520202025IAPARK AVENUE SECURITIES LLC (CRD# 46173)2016 - Present (8 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)2008 - Present (17 years)BINTEGRATED RESOURCES EQUITY CO... (CRD# 6403)1983 - 1988 (4 years)BPHOENIX EQUITY PLANNING CORPOR... (CRD# 3036)1977 - 1982 (5 years)
License(s)

State Registrations

B
California 6/6/2017
IA
New Jersey 10/12/2016
IA
California 3/14/2023
B
New York 5/30/2008
B
Connecticut 10/4/2018
IA
New York 4/16/2021
B
Florida 9/27/2018
B
Ohio 6/15/2017
IA
Florida 2/10/2023
IA
Ohio 7/13/2017
B
Massachusetts 1/22/2018
B
Pennsylvania 3/25/2021
IA
Massachusetts 1/23/2018
IA
Pennsylvania 3/25/2021
B
New Jersey 8/16/2013
B
Vermont 2/1/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
800 WESTCHESTER AVENUE 4TH FLOOR SUITE N409, RYE BROOK, NY 10573
Scarsdale, NY
Registered with this firm since 10/12/2016
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
800 WESTCHESTER AVENUE 4TH FLOOR SUITE N409, RYE BROOK, NY 10573
Scarsdale, NY
Registered with this firm since 3/18/2008
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 10/24/1983 - 02/01/1988 INTEGRATED RESOURCES EQUITY CORPORATION (CRD#:6403)
B
 05/20/1977 - 12/07/1982 PHOENIX EQUITY PLANNING CORPORATION (CRD#:3036)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.