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DONNA KAY YALE
DONNA KAY NEIMEISTER, DONNAKAY YALE
CRD#: 837508
IA
B
MORGAN STANLEYCRD#: 149777 515 West Hamilton Street
Allentown, PA 18101
Allentown, PA 18101
0
Disclosures
47
Years of Experience
View By:
State Registrations
B
Arizona 12/5/2018
B
Nevada 12/16/2014
B
Arkansas 6/1/2009
B
New Hampshire 10/20/2021
B
California 6/1/2009
B
New Jersey 6/1/2009
B
Colorado 1/10/2020
B
New York 6/1/2009
B
Connecticut 11/19/2015
B
North Carolina 6/1/2009
B
District of Columbia 8/21/2017
B
Ohio 6/1/2009
B
Florida 6/1/2009
B
Pennsylvania 6/1/2009
B
Georgia 6/1/2009
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Pennsylvania 12/3/2012
B
Illinois 12/16/2014
B
South Carolina 11/30/2022
B
Indiana 8/18/2021
B
Texas 6/1/2009
B
Maryland 10/28/2022
IA
Texas 12/6/2018
B
Massachusetts 6/1/2009
B
Virginia 12/15/2020
B
Michigan 12/16/2014
B
Wisconsin 7/21/2022
B
Montana 11/19/2015
B
Wyoming 7/21/2022
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 12/3/2012
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/02/2007 - 06/01/2009 | ALLENTOWN, PA | |
B | 02/24/1978 - 04/02/2007 | ALLENTOWN, PA | |
B | 04/21/1977 - 02/24/1978 |
04/21/1977 - 02/24/1978
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.