Individual Firm
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JOHN PATRICK KEARNS
J PATRICK KEARNS
CRD#: 836964
IA
B
MORGAN STANLEYCRD#: 149777 11951 FREEDOM DRIVE
SUITE 1200
RESTON, VA 20190
SUITE 1200
RESTON, VA 20190
0
Disclosures
47
Years of Experience
View By:
State Registrations
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Arizona 12/10/2014
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Minnesota 1/17/2014
B
California 1/17/2014
B
Missouri 1/17/2014
B
Colorado 1/17/2014
B
New Jersey 1/17/2014
B
Connecticut 2/24/2020
B
New York 1/17/2014
B
Delaware 12/10/2014
B
North Carolina 1/17/2014
B
District of Columbia 1/17/2014
B
North Dakota 1/9/2023
B
Florida 1/17/2014
B
Ohio 1/17/2014
IA
Florida 3/9/2020
B
Pennsylvania 1/17/2014
B
Georgia 1/17/2014
B
South Carolina 2/27/2024
B
Illinois 1/17/2014
B
Texas 1/17/2014
B
Indiana 1/30/2014
IA
Texas 1/17/2014
B
Iowa 2/26/2020
B
Virginia 1/17/2014
B
Louisiana 1/17/2014
IA
Virginia 1/17/2014
B
Maryland 1/17/2014
B
West Virginia 2/26/2020
B
Massachusetts 1/17/2014
B
Wisconsin 1/17/2014
B
Michigan 1/17/2014
SRO Registrations
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View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
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Registered with this firm since 1/17/2014
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Registered with this firm since 1/17/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/10/2004 - 01/22/2014 | MCLEAN, VA | |
B | 08/22/2006 - 01/22/2014 | MCLEAN, VA | |
B | 06/10/2003 - 12/04/2006 | RESTON, VA | |
IA | 02/09/1999 - 06/12/2003 | VIENNA, VA | |
B | 03/12/1996 - 06/12/2003 | NEW YORK, NY | |
B | 06/03/1994 - 02/20/1996 | NEW YORK, NY | |
B | 07/31/1993 - 05/27/1994 | NEW YORK, NY | |
B | 04/11/1988 - 07/31/1993 | NEW YORK, NY | |
B | 04/15/1986 - 04/11/1988 | ||
B | 04/14/1983 - 04/01/1986 | ||
B | 09/26/1978 - 05/02/1983 | ||
B | 04/21/1977 - 09/26/1978 |
MCLEAN, VA
08/22/2006 - 01/22/2014
04/21/1977 - 09/26/1978
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.