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Detailed Report
JOHN LELAND DAVIS
LEE DAVIS
CRD#: 835042
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 7979 E TUFTS AVE
STE 715
DENVER, CO 80237
Registration History
19801985199019952000200520102015202020252 FIRMS2015 - Present (9 years)BCETERA ADVISORS LLC (CRD# 10299)1998 - 2015 (17 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)1996 - 1998 (2 years)BG. R. PHELPS & CO., INC. (CRD# 173)1985 - 1996 (11 years)BWALNUT STREET SECURITIES, INC. (CRD# 15840)1993 - 1994 (<1 year)BBNL SECURITIES INC. (CRD# 10641)1984 - 1985 (1 year)BMUTUAL OF OMAHA FUND MANAGEMEN... (CRD# 611)1977 - 1977 (<1 year)IACETERA ADVISORS LLC (CRD# 10299)1999 - 2015 (16 years)
License(s)

State Registrations

B
Alabama 1/2/2025
B
Montana 12/3/2015
B
Alaska 7/9/2021
B
Nebraska 9/11/2018
B
Arizona 12/3/2015
B
Nevada 5/7/2021
B
Arkansas 9/22/2023
B
New Hampshire 1/4/2021
B
California 12/3/2015
B
New Mexico 12/3/2015
B
Colorado 12/3/2015
B
New York 12/3/2015
IA
Colorado 12/3/2015
B
North Carolina 12/3/2015
B
Connecticut 5/30/2024
B
Ohio 1/4/2021
B
District of Columbia 12/3/2015
B
Oklahoma 12/3/2015
B
Florida 12/3/2015
B
Oregon 12/3/2015
B
Georgia 2/27/2019
B
Pennsylvania 10/15/2020
B
Hawaii 8/19/2021
B
South Carolina 1/5/2018
B
Idaho 12/3/2015
B
South Dakota 4/22/2022
B
Illinois 8/7/2019
B
Tennessee 8/6/2019
B
Iowa 11/23/2020
B
Texas 12/3/2015
B
Kansas 12/3/2015
IA
Texas 12/3/2015
B
Louisiana 6/20/2017
B
Utah 5/10/2022
B
Maine 1/4/2021
B
Vermont 9/27/2021
B
Maryland 12/3/2015
B
Virginia 1/2/2024
B
Massachusetts 11/3/2023
B
Washington 12/15/2015
B
Michigan 12/3/2015
B
Wisconsin 12/3/2015
B
Minnesota 12/3/2015
B
Wyoming 12/3/2015
B
Missouri 10/27/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
7979 E TUFTS AVE STE 715, DENVER, CO 80237
Castle Rock, CO
Registered with this firm since 12/3/2015
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
7979 E TUFTS AVE STE 715, DENVER, CO 80237
Castle Rock, CO
Registered with this firm since 12/3/2015
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/02/1999 - 12/10/2015 CETERA ADVISORS LLC (CRD#:10299) GREENWOOD VILLAGE, CO
B
 12/11/1998 - 12/10/2015 CETERA ADVISORS LLC (CRD#:10299) GREENWOOD VILLAGE, CO
B
 03/01/1996 - 12/16/1998 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
B
 03/18/1985 - 03/01/1996 G. R. PHELPS & CO., INC. (CRD#:173)
B
 08/05/1993 - 05/24/1994 WALNUT STREET SECURITIES, INC. (CRD#:15840) EL SEGUNDO, CA
B
 03/22/1984 - 04/01/1985 BNL SECURITIES INC. (CRD#:10641)
B
 03/17/1977 - 11/17/1977 MUTUAL OF OMAHA FUND MANAGEMENT COMPANY (CRD#:611)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.