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Virginia K Panjvani
VIRGINIA KIMIYE KUWAHARA, VIRGINIA KIMIYE PANJVANI
CRD#: 833818
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 16870 WEST BERNARDO DRIVE
SUITE 150
SAN DIEGO, CA 92127
Registration History
19801985199019952000200520102015202020252 FIRMS2018 - Present (6 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)1988 - 2018 (30 years)BBATEMAN EICHLER, HILL RICHARDS... (CRD# 76)1980 - 1988 (8 years)BPAINE, WEBBER, JACKSON & CURTI... (CRD# 8174)1980 - 1980 (<1 year)BBLYTH EASTMAN DILLON & CO. INC... (CRD# 6361)1977 - 1980 (2 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)1997 - 2018 (21 years)
Disclosure(s)
View By:
2/28/2008
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 9/5/2018

B
Maryland 9/5/2018

B
Arkansas 9/5/2018

B
Michigan 11/13/2024

B
California 9/5/2018

B
Minnesota 10/26/2018

IA
California 9/5/2018

B
Mississippi 9/28/2018

B
Colorado 9/5/2018

B
New York 3/26/2023

B
Florida 9/5/2018

B
Oklahoma 2/27/2023

B
Hawaii 8/9/2024

B
Pennsylvania 9/5/2018

B
Indiana 3/17/2021

B
Texas 9/5/2018

B
Kansas 4/12/2024

IA
Texas 9/5/2018

B
Louisiana 9/5/2018

B
Washington 4/28/2020

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
16870 WEST BERNARDO DRIVE SUITE 150, SAN DIEGO, CA 92127
Registered with this firm since 9/5/2018

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
16870 WEST BERNARDO DRIVE SUITE 150, SAN DIEGO, CA 92127
Registered with this firm since 9/5/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/08/1997 - 09/17/2018 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN DIEGO, CA
B
09/28/1988 - 09/17/2018 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN DIEGO, CA
B
10/14/1980 - 10/06/1988 BATEMAN EICHLER, HILL RICHARDS, INCORPORATED (CRD#:76)
B
01/31/1980 - 10/09/1980 PAINE, WEBBER, JACKSON & CURTIS INC. (CRD#:8174)
B
03/01/1977 - 01/31/1980 BLYTH EASTMAN DILLON & CO. INCORPORATED (CRD#:6361)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.