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NATHANIEL SARTELL PRENTICE
CRD#: 832532
IA
Investment Adviser
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Previous Broker
PRENTICE INVESTMENT MANAGEMENT, LLCCRD#: 293723 Garrison, NY
Registration History
19801985199019952000200520102015202020252 FIRMS2008 - 2012 (4 years)IAPRENTICE INVESTMENT MANAGEMENT... (CRD# 293723)2022 - Present (2 years)BPURSHE KAPLAN STERLING INVESTMENTS (CRD# 35747)2014 - 2016 (1 year)BMATRIX U.S.A., LLC (CRD# 38057)2004 - 2005 (<1 year)BUBS FINANCIAL SERVICES INC. (CRD# 8174)1999 - 2004 (5 years)BBT ALEX. BROWN INCORPORATED (CRD# 17790)1997 - 1999 (1 year)BALEX. BROWN & SONS INCORPORATED (CRD# 20)1977 - 1997 (20 years)IAALTIUM WEALTH MANAGEMENT LLC (CRD# 154719)2012 - 2018 (5 years)IAMTB INVESTMENT ADVISORS, INC. (CRD# 106909)2006 - 2008 (1 year)
License(s)

State Registrations

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New York 3/18/2022

Current Registration(s)
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PRENTICE INVESTMENT MANAGEMENT, LLC (CRD#:293723)
Garrison, NY
Registered with this firm since 3/18/2022

Previous Registration(s)
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06/28/2012 - 05/08/2018 ALTIUM WEALTH MANAGEMENT LLC (CRD#:154719) PURCHASE, NY
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06/04/2014 - 02/08/2016 PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747) Purchase, NY
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04/11/2008 - 06/18/2012 OPPENHEIMER & CO. INC. (CRD#:249) FISHKILL, NY
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05/02/2008 - 06/18/2012 OPPENHEIMER & CO. INC. (CRD#:249) FISHKILL, NY
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11/27/2006 - 03/24/2008 MTB INVESTMENT ADVISORS, INC. (CRD#:106909) BALTIMORE, MD
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11/10/2004 - 05/17/2005 MATRIX U.S.A., LLC (CRD#:38057) NEW YORK, NY
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03/16/1999 - 11/26/2004 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
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09/01/1997 - 03/05/1999 BT ALEX. BROWN INCORPORATED (CRD#:17790) BALTIMORE, MD
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01/26/1977 - 09/01/1997 ALEX. BROWN & SONS INCORPORATED (CRD#:20)
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Disclosures
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