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ROLAND LUCIEN OUIMET JR
ROLLIE OUIMET JR
CRD#: 831927
IA
Investment Adviser
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Broker
PINNACLE INVESTMENTS, LLCCRD#: 142910 BEVERLY, MA
Registration History
19801985199019952000200520102015202020252 FIRMS1989 - 1995 (6 years)IAPINNACLE INVESTMENTS, LLC (CRD# 142910)2021 - Present (4 years)BPINNACLE INVESTMENTS, LLC (CRD# 142910)2019 - Present (5 years)BESSEX SECURITIES LLC (CRD# 46605)2002 - 2019 (17 years)BINVESTORS CAPITAL CORP. (CRD# 30613)1999 - 2002 (2 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)1999 - 1999 (<1 year)BGUARDIAN INVESTOR SERVICES COR... (CRD# 6635)1997 - 1999 (1 year)BINVESTORS CAPITAL CORP. (CRD# 30613)1995 - 1997 (1 year)BMML INVESTORS SERVICES, INC. (CRD# 10409)1987 - 1989 (1 year)BMASSACHUSETTS MUTUAL LIFE INSU... (CRD# 2682)1987 - 1988 (<1 year)BMUTUAL OF OMAHA FUND MANAGEMEN... (CRD# 611)1977 - 1987 (10 years)IAGLOBAL INVESTMENT ADVISORS, LLC (CRD# 121442)2003 - 2019 (16 years)
License(s)

State Registrations

B
Arizona 1/21/2025

IA
Massachusetts 1/14/2021

B
California 1/21/2025

B
Missouri 1/21/2025

B
Florida 1/21/2025

B
New Hampshire 3/27/2024

B
Massachusetts 6/27/2019

B
Rhode Island 1/21/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PINNACLE INVESTMENTS, LLC (CRD#:142910)
BEVERLY, MA
Registered with this firm since 1/14/2021

B
PINNACLE INVESTMENTS, LLC (CRD#:142910)
BEVERLY, MA
Registered with this firm since 6/27/2019

Previous Registration(s)
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IA
02/19/2003 - 12/31/2019 GLOBAL INVESTMENT ADVISORS, LLC (CRD#:121442) BEVERLY, MA
B
05/21/2002 - 07/10/2019 ESSEX SECURITIES LLC (CRD#:46605) Beverly, MA
B
07/22/1999 - 05/17/2002 INVESTORS CAPITAL CORP. (CRD#:30613) LYNNFIELD, MA
B
05/03/1999 - 08/05/1999 PARK AVENUE SECURITIES LLC (CRD#:46173) NEW YORK, NY
B
06/18/1997 - 05/03/1999 GUARDIAN INVESTOR SERVICES CORPORATION (CRD#:6635) NEW YORK, NY
B
08/30/1995 - 06/12/1997 INVESTORS CAPITAL CORP. (CRD#:30613) LYNNFIELD, MA
B
02/15/1989 - 08/25/1995 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
02/15/1989 - 08/25/1995 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
B
08/12/1987 - 02/04/1989 MML INVESTORS SERVICES, INC. (CRD#:10409)
B
08/12/1987 - 01/02/1988 MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (CRD#:2682)
B
01/03/1977 - 09/11/1987 MUTUAL OF OMAHA FUND MANAGEMENT COMPANY (CRD#:611)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.