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ROBERT STEVEN WEAVER
CRD#: 831310
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 3011 TOWNSGATE ROAD
SUITE 300
WESTLAKE VILLAGE, CA 91361
Registration History
19801985199019952000200520102015202020252 FIRMS1977 - 1977 (<1 year)2 FIRMS2002 - 2010 (8 years)2 FIRMS2010 - Present (14 years)BSUTRO & CO. INCORPORATED (CRD# 801)2001 - 2002 (1 year)BFIRST UNION SECURITIES, INC. (CRD# 19616)1990 - 2001 (10 years)BBATEMAN EICHLER, HILL RICHARDS... (CRD# 76)1985 - 1990 (5 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1981 - 1985 (3 years)BE. F. HUTTON & COMPANY INC (CRD# 235)1977 - 1981 (3 years)
Disclosure(s)
View By:
10/6/2008
Customer Dispute
Settled
5/22/1985
Employment Separation After Allegations
License(s)

State Registrations

B
Arizona 12/2/2010

B
Missouri 4/7/2023

B
California 9/30/2010

B
Montana 5/2/2023

IA
California 10/1/2010

B
Nevada 10/14/2020

B
Colorado 1/6/2011

B
New York 9/30/2010

B
Florida 9/30/2010

B
Tennessee 2/14/2022

B
Idaho 9/30/2010

IA
Texas 4/10/2015

B
Indiana 10/13/2020

B
Texas 4/7/2023

B
Kansas 4/3/2019

B
Washington 9/30/2010

B
Massachusetts 4/10/2023

B
Wisconsin 9/13/2024

B
Michigan 4/11/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
3011 TOWNSGATE ROAD SUITE 300, WESTLAKE VILLAGE, CA 91361
Camarillo, CA
Registered with this firm since 10/1/2010

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
3011 TOWNSGATE ROAD SUITE 300, WESTLAKE VILLAGE, CA 91361
Camarillo, CA
Registered with this firm since 9/30/2010

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/28/2002 - 10/13/2010 RBC CAPITAL MARKETS CORPORATION (CRD#:31194) WOODLAND HILLS, CA
B
03/09/2002 - 10/13/2010 RBC CAPITAL MARKETS CORPORATION (CRD#:31194) WOODLAND HILLS, CA
B
03/02/2001 - 03/09/2002 SUTRO & CO. INCORPORATED (CRD#:801) SAN FRANCISCO, CA
B
09/04/1990 - 03/26/2001 FIRST UNION SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
B
05/24/1985 - 09/04/1990 BATEMAN EICHLER, HILL RICHARDS, INCORPORATED (CRD#:76)
B
07/20/1981 - 05/17/1985 DEAN WITTER REYNOLDS INC. (CRD#:7556)
B
10/25/1977 - 07/27/1981 E. F. HUTTON & COMPANY INC (CRD#:235)
B
07/29/1977 - 11/27/1977 REYNOLDS SECURITIES, INC. (CRD#:712)
B
01/03/1977 - 08/15/1977 DEAN WITTER & CO. INCORPORATED (CRD#:6466)
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.