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ARTHUR JOHN GERRY
CRD#: 831100
IA
B
OSAIC WEALTH, INC.CRD#: 23131 98 CUTTERMILL ROAD
SUITE 254 SOUTH
GREAT NECK, NY 11021
SUITE 254 SOUTH
GREAT NECK, NY 11021
0
Disclosures
48
Years of Experience
View By:
State Registrations
B
California 2/19/2020
B
Massachusetts 11/2/2018
B
Connecticut 11/2/2018
B
New Jersey 11/2/2018
B
District of Columbia 11/2/2018
B
New York 11/2/2018
B
Florida 11/2/2018
IA
New York 4/26/2021
IA
Florida 7/28/2023
B
North Carolina 5/8/2020
B
Georgia 5/8/2020
B
Ohio 11/2/2018
B
Illinois 12/12/2023
B
Pennsylvania 11/2/2018
B
Maine 1/13/2020
B
South Carolina 5/11/2020
B
Maryland 11/2/2018
B
Virginia 11/2/2018
SRO Registrations
B
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IA
Registered with this firm since 4/26/2021
B
Registered with this firm since 11/2/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 12/16/1976 - 11/02/2018 | GREAT NECK, NY | |
IA | 04/25/2017 - 12/31/2017 | GREAT NECK, NY | |
IA | 09/07/2004 - 12/31/2005 | GREAT NECK, NY | |
B | 12/16/1976 - 05/01/1997 | BOSTON, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.