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Detailed Report
JAMES WATSON SHIREY
JAMES WATSON SHIRLEY
CRD#: 830672
IA
Investment Adviser
B
Broker
CAPITAL ANALYSTSCRD#: 162200 ROUTE 1 1601 MOCKINGBIRD LANE
SOUTHLAKE, TX 76092
LINCOLN INVESTMENTCRD#: 519 13760 NOEL ROAD #330 LB 29
DALLAS, TX 75240-4320
Registration History
19801985199019952000200520102015202020252 FIRMS2010 - Present (14 years)IACAPITAL ANALYSTS (CRD# 162200)2015 - Present (9 years)BGREAT AMERICAN ADVISORS, INC. (CRD# 36451)2005 - 2010 (5 years)BPMG SECURITIES CORPORATION (CRD# 27107)2000 - 2005 (4 years)BINVESTORS BROKERAGE SERVICES, INC. (CRD# 4257)1983 - 2000 (17 years)BT.L. HILL SECURITIES, INC. (CRD# 14718)1985 - 1987 (2 years)BTHE VARIABLE ANNUITY MARKETING... (CRD# 5081)1976 - 1983 (6 years)IAGREAT AMERICAN ADVISORS, INC. (CRD# 36451)2007 - 2010 (3 years)IAMUTUAL FUND ADVISER INC. (CRD# 123633)2006 - 2007 (1 year)
License(s)

State Registrations

B
Alabama 1/10/2020
B
Oklahoma 1/3/2019
B
Arizona 1/3/2019
B
Texas 8/2/2010
B
California 1/3/2019
IA
Texas 8/2/2010
B
Colorado 1/3/2019
B
Virginia 1/12/2011
B
Mississippi 5/7/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAPITAL ANALYSTS (CRD#:162200)
ROUTE 1 1601 MOCKINGBIRD LANE, SOUTHLAKE, TX 76092
Registered with this firm since 5/27/2015
IA
LINCOLN INVESTMENT (CRD#:519)
13760 NOEL ROAD #330 LB 29, DALLAS, TX 75240-4320
Registered with this firm since 8/2/2010
B
LINCOLN INVESTMENT (CRD#:519)
13760 NOEL ROAD #330 LB 29, DALLAS, TX 75240-4320
Registered with this firm since 8/2/2010
Previous Registration(s)
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IA
 02/27/2007 - 08/04/2010 GREAT AMERICAN ADVISORS, INC. (CRD#:36451) DALLAS, TX
B
 02/15/2005 - 08/02/2010 GREAT AMERICAN ADVISORS, INC. (CRD#:36451) DALLAS, TX
IA
 10/09/2006 - 12/31/2007 MUTUAL FUND ADVISER INC. (CRD#:123633) DALLAS, TX
B
 08/01/2000 - 02/15/2005 PMG SECURITIES CORPORATION (CRD#:27107) ELGIN, IL
B
 08/12/1983 - 08/01/2000 INVESTORS BROKERAGE SERVICES, INC. (CRD#:4257) ELGIN, IL
B
 07/05/1985 - 08/22/1987 T.L. HILL SECURITIES, INC. (CRD#:14718)
B
 12/06/1976 - 08/08/1983 THE VARIABLE ANNUITY MARKETING COMPANY (CRD#:5081)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.