Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
RANDALL ABELL BISHOP
RANDALL BISHOP
CRD#: 828717
IA
Investment Adviser
B
Previous Broker
CREATIVEONE WEALTH, LLCCRD#: 281213 Pasadena, CA
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2009 (3 years)IACREATIVEONE WEALTH, LLC (CRD# 281213)2020 - Present (4 years)BSORRENTO PACIFIC FINANCIAL, LLC (CRD# 127787)2009 - 2025 (15 years)BPARTNERVEST SECURITIES, INC. (CRD# 104134)2009 - 2009 (<1 year)IAPARTNERVEST ADVISORY SERVICES LLC (CRD# 113621)2009 - 2020 (11 years)
License(s)

State Registrations

IA
California 10/28/2020
Current Registration(s)
IA
CREATIVEONE WEALTH, LLC (CRD#:281213)
Pasadena, CA
Registered with this firm since 10/28/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 07/31/2009 - 03/07/2025 SORRENTO PACIFIC FINANCIAL, LLC (CRD#:127787) PASADENA, CA
IA
 04/22/2009 - 11/06/2020 PARTNERVEST ADVISORY SERVICES LLC (CRD#:113621) PASADENA, CA
B
 04/21/2009 - 07/31/2009 PARTNERVEST SECURITIES, INC. (CRD#:104134) PASADENA, CA
IA
 12/07/2005 - 04/23/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) PASADENA, CA
B
 11/16/2005 - 04/23/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) PASADENA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.