• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
DANIEL BENNETT LOVERCHECK
D B LOVERCHECK, DAN LOVERCHECK
CRD#: 828651
IA
Previous Investment Adviser
B
Previous Broker
The representative was previously registered both as an investment adviser and as a broker. Visit BrokerCheck for more information on this individual's Broker record. Go to BrokerCheck Site
Registration History
1965197019751980198519901995200020052010201520202025IABERTHEL FISHER & COMPANY FINAN... (CRD# 13609)2010 - 2017 (7 years)IAVSR ADVISORY SERVICES (CRD# 14503)2004 - 2010 (6 years)
Disclosure(s)
View By:
1/13/2025
Customer Dispute
Pending
1/1/1977
Regulatory
Final
8/16/1963
Criminal
Final Disposition
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/13/2010 - 12/31/2017 BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. (CRD#:13609) PAWNEE CITY, NE
IA
01/05/2004 - 09/10/2010 VSR ADVISORY SERVICES (CRD#:14503) LINCOLN, NE
For additional information about investment advisers or broker-dealers, please visit
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.