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Detailed Report
GREGORY DEAN HOWARD
CRD#: 826540
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 17 COWBOYS WAY STE 500
FRISCO, TX 75034
Registration History
19801985199019952000200520102015202020252 FIRMS1980 - 1980 (<1 year)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2011 (2 years)2 FIRMS2011 - Present (13 years)BMORGAN STANLEY DW INC. (CRD# 7556)1993 - 2007 (13 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1989 - 1993 (4 years)BTHOMSON MCKINNON SECURITIES INC. (CRD# 829)1989 - 1989 (<1 year)BKIDDER, PEABODY & CO. INCORPORATED (CRD# 7613)1984 - 1989 (5 years)BBLUNT ELLIS & LOEWI INCORPORATED (CRD# 7580)1982 - 1984 (2 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1980 - 1982 (1 year)BBLUNT ELLIS & LOEWI INCORPORATED (CRD# 7580)1979 - 1980 (<1 year)BBLYTH EASTMAN DILLON & CO. INC... (CRD# 6361)1976 - 1980 (3 years)IAMORGAN STANLEY (CRD# 7556)1998 - 2007 (9 years)
License(s)

State Registrations

B
Arizona 10/26/2011
B
Massachusetts 10/26/2011
B
California 10/26/2011
B
New York 8/3/2023
B
Colorado 2/4/2013
B
Texas 2/12/2015
B
Florida 10/26/2011
IA
Texas 2/13/2015
B
Illinois 10/26/2011
B
Virginia 4/24/2023
IA
Illinois 10/26/2011
B
Wisconsin 10/26/2011
B
Kansas 8/28/2013

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
17 COWBOYS WAY STE 500, FRISCO, TX 75034
Frisco, TX
Registered with this firm since 10/26/2011
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
17 COWBOYS WAY STE 500, FRISCO, TX 75034
Frisco, TX
Registered with this firm since 10/26/2011
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/01/2009 - 11/07/2011 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) RIDGEDALE, MO
B
 06/01/2009 - 11/07/2011 MORGAN STANLEY SMITH BARNEY (CRD#:149777) RIDGEDALE, MO
IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) RIDGEDALE, MO
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) RIDGEDALE, MO
IA
 02/14/1998 - 04/02/2007 MORGAN STANLEY (CRD#:7556) RIDGEDALE, MO
B
 11/11/1993 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) RIDGEDALE, MO
B
 08/25/1989 - 10/29/1993 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 03/08/1989 - 08/25/1989 THOMSON MCKINNON SECURITIES INC. (CRD#:829) NEW YORK, NY
B
 03/09/1984 - 03/13/1989 KIDDER, PEABODY & CO. INCORPORATED (CRD#:7613) NEW YORK, NY
B
 03/17/1982 - 03/02/1984 BLUNT ELLIS & LOEWI INCORPORATED (CRD#:7580)
B
 12/10/1980 - 04/05/1982 DEAN WITTER REYNOLDS INC. (CRD#:7556)
B
 08/06/1980 - 12/14/1980 OPPENHEIMER & CO., INC. (CRD#:630)
B
 12/10/1979 - 09/01/1980 BLUNT ELLIS & LOEWI INCORPORATED (CRD#:7580)
B
 01/31/1980 - 02/25/1980 PAINE, WEBBER, JACKSON & CURTIS INC. (CRD#:8174)
B
 09/01/1976 - 01/31/1980 BLYTH EASTMAN DILLON & CO. INCORPORATED (CRD#:6361)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.