Individual Firm
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GREGORY DEAN HOWARD
CRD#: 826540
IA
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WELLS FARGO ADVISORSCRD#: 19616 17 COWBOYS WAY STE 500
FRISCO, TX 75034
FRISCO, TX 75034
0
Disclosures
48
Years of Experience
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State Registrations
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Arizona 10/26/2011
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Massachusetts 10/26/2011
B
California 10/26/2011
B
New York 8/3/2023
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Colorado 2/4/2013
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Texas 2/12/2015
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Florida 10/26/2011
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Texas 2/13/2015
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Illinois 10/26/2011
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Virginia 4/24/2023
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Illinois 10/26/2011
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Wisconsin 10/26/2011
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Kansas 8/28/2013
SRO Registrations
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Registered with this firm since 10/26/2011
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Registered with this firm since 10/26/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/01/2009 - 11/07/2011 | RIDGEDALE, MO | |
B | 06/01/2009 - 11/07/2011 | RIDGEDALE, MO | |
IA | 04/02/2007 - 06/01/2009 | RIDGEDALE, MO | |
B | 04/02/2007 - 06/01/2009 | RIDGEDALE, MO | |
IA | 02/14/1998 - 04/02/2007 | RIDGEDALE, MO | |
B | 11/11/1993 - 04/02/2007 | RIDGEDALE, MO | |
B | 08/25/1989 - 10/29/1993 | NEW YORK, NY | |
B | 03/08/1989 - 08/25/1989 | NEW YORK, NY | |
B | 03/09/1984 - 03/13/1989 | NEW YORK, NY | |
B | 03/17/1982 - 03/02/1984 | ||
B | 12/10/1980 - 04/05/1982 | ||
B | 08/06/1980 - 12/14/1980 | ||
B | 12/10/1979 - 09/01/1980 | ||
B | 01/31/1980 - 02/25/1980 | ||
B | 09/01/1976 - 01/31/1980 |
09/01/1976 - 01/31/1980
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.