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STEVEN HYMAN GOLBER
CRD#: 824755
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 30 S WACKER DR STE 4000
CHICAGO, IL 60606
Registration History
1980198519901995200020052010201520202025IAWELLS FARGO ADVISORS (CRD# 19616)2001 - Present (23 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)1998 - Present (26 years)BPRINCIPAL FINANCIAL SECURITIES... (CRD# 260)1995 - 1998 (2 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1989 - 1995 (6 years)BDREXEL BURNHAM LAMBERT INCORPO... (CRD# 7323)1984 - 1989 (4 years)BA.G. BECKER PARIBAS INCORPORATED (CRD# 7635)1981 - 1984 (3 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1978 - 1981 (3 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 572)1976 - 1978 (2 years)
License(s)

State Registrations

B
Alabama 12/19/2014

B
Michigan 5/11/1998

B
Arizona 5/11/1998

B
Minnesota 12/10/2014

B
California 5/11/1998

B
Missouri 11/14/2016

B
Colorado 4/15/1999

B
Montana 11/14/2016

B
Connecticut 12/10/2014

B
Nevada 3/5/2007

B
District of Columbia 8/16/2013

B
New Jersey 10/30/2001

B
Florida 5/11/1998

B
New York 5/11/1998

B
Georgia 11/15/2007

B
North Dakota 11/18/2024

B
Illinois 5/11/1998

B
Ohio 5/11/1998

IA
Illinois 7/13/2001

B
Texas 5/11/1998

B
Indiana 5/11/1998

IA
Texas 3/12/2015

B
Iowa 1/3/2025

B
Virginia 8/25/2000

B
Kansas 5/11/1998

B
Washington 8/23/2013

B
Maryland 5/29/2003

B
Wisconsin 5/11/1998

B
Massachusetts 2/23/2022

B
Wyoming 1/3/2025

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
30 S WACKER DR STE 4000, CHICAGO, IL 60606
Registered with this firm since 7/13/2001

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
30 S WACKER DR STE 4000, CHICAGO, IL 60606
Registered with this firm since 5/11/1998

Previous Registration(s)
th hidden textth hidden textNameLocation
B
07/24/1995 - 05/11/1998 PRINCIPAL FINANCIAL SECURITIES,INC. (CRD#:260) DALLAS, TX
B
05/26/1989 - 08/02/1995 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
08/31/1984 - 06/19/1989 DREXEL BURNHAM LAMBERT INCORPORATED (CRD#:7323)
B
08/31/1981 - 09/28/1984 A.G. BECKER PARIBAS INCORPORATED (CRD#:7635)
B
09/26/1978 - 09/24/1981 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
B
07/22/1976 - 09/26/1978 MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. (CRD#:572)
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.