Individual Firm
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BRUCE WESTON NOLLENBERGER
CRD#: 823846
IA
B
NOLLENBERGER MCCULLOUGH INVESTMENT ADVISORS LLCCRD#: 165451 100 SHORELINE HIGHWAY
BUILDING B, SUITE 380
MILL VALLEY, CA 94941
BUILDING B, SUITE 380
MILL VALLEY, CA 94941
0
Disclosures
47
Years of Experience
View By:
State Registrations
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California 11/30/2012
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Registered with this firm since 11/30/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/19/2012 - 05/02/2018 | San Francisco, CA | |
IA | 08/15/2011 - 10/16/2012 | SAN FRANCISCO, CA | |
B | 08/15/2011 - 10/16/2012 | SAN FRANCISCO, CA | |
IA | 07/15/2010 - 08/15/2011 | CORTE MADERA, CA | |
B | 07/15/2010 - 08/15/2011 | SANTA ROSA, CA | |
IA | 01/10/2008 - 03/02/2010 | SAN FRANCISCO, CA | |
IA | 03/13/2003 - 03/02/2010 | SAN FRANCISCO, CA | |
B | 07/11/2002 - 03/02/2010 | SAN FRANCISCO, CA | |
IA | 03/19/2003 - 12/31/2005 | SAN FRANCISCO, CA | |
B | 06/11/2001 - 09/04/2001 | SAN FRANCISCO, CA | |
B | 07/22/1992 - 09/04/2001 | SAN FRANCISCO, CA | |
B | 09/23/1980 - 08/14/1992 | SAN FRANCISCO, CA | |
B | 02/24/1978 - 10/19/1980 | ||
B | 06/25/1976 - 02/24/1978 |
SAN FRANCISCO, CA
01/10/2008 - 03/02/2010
SAN FRANCISCO, CA
03/19/2003 - 12/31/2005
06/25/1976 - 02/24/1978
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.