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Detailed Report
RONALD DENNIS RAND
RONALD DAVID RAND
CRD#: 823842
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 3840 Kilroy Airport Way
Suite 400
Long Beach, CA 90806
Registration History
19801985199019952000200520102015202020252 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - Present (15 years)BMORGAN STANLEY DW INC. (CRD# 7556)1978 - 2007 (29 years)BDEAN WITTER & CO. INCORPORATED (CRD# 6466)1976 - 1978 (1 year)IAMORGAN STANLEY (CRD# 7556)1998 - 2007 (8 years)
License(s)

State Registrations

B
Alabama 10/21/2022
B
Minnesota 6/1/2009
B
Arizona 6/1/2009
B
Missouri 11/17/2021
B
Arkansas 10/21/2022
B
Montana 1/7/2011
B
California 6/1/2009
B
Nevada 6/1/2009
IA
California 6/1/2009
B
New Jersey 6/1/2009
B
Colorado 6/1/2009
B
New York 6/1/2009
B
Connecticut 10/21/2022
B
North Carolina 6/1/2009
B
Delaware 5/17/2012
B
Ohio 1/28/2020
B
Florida 6/1/2009
B
Oklahoma 2/27/2012
B
Georgia 3/5/2021
B
Oregon 6/1/2009
B
Hawaii 6/1/2009
B
Pennsylvania 7/11/2019
B
Idaho 10/21/2022
B
South Carolina 10/21/2022
B
Illinois 6/1/2009
B
Texas 6/1/2009
B
Indiana 9/6/2021
IA
Texas 6/1/2009
B
Iowa 6/1/2009
B
Utah 9/22/2021
B
Kansas 6/4/2014
B
Vermont 10/21/2022
B
Kentucky 6/1/2009
B
Virgin Islands 6/1/2009
B
Louisiana 1/29/2025
B
Virginia 8/3/2015
B
Maryland 3/4/2019
B
Washington 6/1/2009
B
Massachusetts 1/7/2011
B
Wisconsin 12/17/2021
B
Michigan 6/1/2009
B
Wyoming 6/15/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
3840 Kilroy Airport Way Suite 400, Long Beach, CA 90806
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
3840 Kilroy Airport Way Suite 400, Long Beach, CA 90806
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) LONG BEACH, CA
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) LONG BEACH, CA
IA
 11/02/1998 - 04/02/2007 MORGAN STANLEY (CRD#:7556) LONG BEACH, CA
B
 02/24/1978 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) LONG BEACH, CA
B
 06/19/1976 - 02/24/1978 DEAN WITTER & CO. INCORPORATED (CRD#:6466)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.