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Detailed Report
LEWIS JAMES WALKER
LEW WALKER
CRD#: 822190
IA
Investment Adviser
B
Broker
THE STRATEGIC FINANCIAL ALLIANCECRD#: 126514 3930 EAST JONES BRIDGE ROAD
150
PEACHTREE CORNERS, GA 30092
Registration History
1980198519901995200020052010201520202025IATHE STRATEGIC FINANCIAL ALLIANCE (CRD# 126514)2009 - Present (16 years)BTHE STRATEGIC FINANCIAL ALLIAN... (CRD# 126514)2003 - Present (21 years)BIFG NETWORK SECURITIES, INC. (CRD# 19948)1992 - 2003 (11 years)BDERAND/PENNINGTON/BASS, INC. (CRD# 4679)1989 - 1992 (3 years)BPENNINGTON/BASS EQUITIES, INC. (CRD# 13765)1987 - 1989 (1 year)BINVESTMENT MANAGEMENT & RESEAR... (CRD# 6694)1979 - 1987 (7 years)BFINANCIAL RESEARCH COMPANY (CRD# 7163)1976 - 1980 (3 years)IAWALKER CAPITAL ADVISORY SERVIC... (CRD# 125382)2009 - 2014 (5 years)
License(s)

State Registrations

B
Georgia 10/31/2003
IA
Georgia 3/25/2009

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
THE STRATEGIC FINANCIAL ALLIANCE (CRD#:126514)
3930 EAST JONES BRIDGE ROAD 150, PEACHTREE CORNERS, GA 30092
Registered with this firm since 3/25/2009
B
THE STRATEGIC FINANCIAL ALLIANCE, INC. (CRD#:126514)
3930 EAST JONES BRIDGE ROAD 150, PEACHTREE CORNERS, GA 30092
Registered with this firm since 10/31/2003
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/06/2009 - 04/22/2014 WALKER CAPITAL ADVISORY SERVICES, INC. (CRD#:125382) NORCROSS, GA
B
 04/24/1992 - 11/22/2003 IFG NETWORK SECURITIES, INC. (CRD#:19948) ATLANTA, GA
B
 03/17/1989 - 05/22/1992 DERAND/PENNINGTON/BASS, INC. (CRD#:4679)
B
 09/28/1987 - 03/17/1989 PENNINGTON/BASS EQUITIES, INC. (CRD#:13765)
B
 12/31/1979 - 10/06/1987 INVESTMENT MANAGEMENT & RESEARCH, INC (CRD#:6694)
B
 05/19/1976 - 01/31/1980 FINANCIAL RESEARCH COMPANY (CRD#:7163)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.