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Detailed Report
WALTER JOHN SCHWENK
WALT SCHWENK
CRD#: 818906
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 255 S COUNTY RD 2ND FL
PALM BEACH, FL 33480
Registration History
19801985199019952000200520102015202020252 FIRMS2008 - Present (17 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1988 - 2008 (19 years)BPHILIPS, APPEL & WALDEN, INC. (CRD# 659)1979 - 1988 (8 years)BFIRST JERSEY SECURITIES, INC. (CRD# 6621)1976 - 1979 (3 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2003 - 2008 (4 years)
License(s)

State Registrations

B
Alabama 1/30/2025
IA
New Jersey 1/1/2008
B
Arizona 1/1/2008
B
New York 1/1/2008
B
California 1/1/2008
B
North Carolina 1/1/2008
B
Colorado 1/1/2008
B
Ohio 1/1/2008
B
Delaware 9/20/2023
B
Oklahoma 1/1/2008
B
District of Columbia 5/14/2020
B
Oregon 1/1/2008
B
Florida 1/1/2008
B
Pennsylvania 1/1/2008
IA
Florida 9/12/2018
B
Rhode Island 1/1/2008
B
Kentucky 1/1/2008
B
South Carolina 11/30/2011
B
Maryland 1/1/2008
B
Tennessee 1/8/2015
B
Massachusetts 1/1/2008
B
Utah 4/8/2014
B
Michigan 11/29/2010
B
Virginia 1/1/2008
B
New Hampshire 1/1/2008
B
West Virginia 1/3/2019
B
New Jersey 1/1/2008

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
255 S COUNTY RD 2ND FL, PALM BEACH, FL 33480
7000 LINCOLN DR E STE 301, MARLTON, NJ 08053
Registered with this firm since 1/1/2008
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
255 S COUNTY RD 2ND FL, PALM BEACH, FL 33480
7000 LINCOLN DR E STE 301, MARLTON, NJ 08053
Registered with this firm since 1/1/2008
Previous Registration(s)
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B
 04/25/1988 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) MARLTON, NJ
IA
 10/14/2003 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) MARLTON, NJ
B
 05/22/1979 - 04/28/1988 PHILIPS, APPEL & WALDEN, INC. (CRD#:659)
B
 03/02/1976 - 06/24/1979 FIRST JERSEY SECURITIES, INC. (CRD#:6621)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.