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WALTER JOHN SCHWENK
WALT SCHWENK
CRD#: 818906
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 255 S COUNTY RD 2ND FL
PALM BEACH, FL 33480
Registration History
19801985199019952000200520102015202020252 FIRMS2008 - Present (17 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1988 - 2008 (19 years)BPHILIPS, APPEL & WALDEN, INC. (CRD# 659)1979 - 1988 (8 years)BFIRST JERSEY SECURITIES, INC. (CRD# 6621)1976 - 1979 (3 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2003 - 2008 (4 years)
License(s)

State Registrations

B
Alabama 1/30/2025

IA
New Jersey 1/1/2008

B
Arizona 1/1/2008

B
New York 1/1/2008

B
California 1/1/2008

B
North Carolina 1/1/2008

B
Colorado 1/1/2008

B
Ohio 1/1/2008

B
Delaware 9/20/2023

B
Oklahoma 1/1/2008

B
District of Columbia 5/14/2020

B
Oregon 1/1/2008

B
Florida 1/1/2008

B
Pennsylvania 1/1/2008

IA
Florida 9/12/2018

B
Rhode Island 1/1/2008

B
Kentucky 1/1/2008

B
South Carolina 11/30/2011

B
Maryland 1/1/2008

B
Tennessee 1/8/2015

B
Massachusetts 1/1/2008

B
Utah 4/8/2014

B
Michigan 11/29/2010

B
Virginia 1/1/2008

B
New Hampshire 1/1/2008

B
West Virginia 1/3/2019

B
New Jersey 1/1/2008

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
255 S COUNTY RD 2ND FL, PALM BEACH, FL 33480
7000 LINCOLN DR E STE 301, MARLTON, NJ 08053
Registered with this firm since 1/1/2008

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
255 S COUNTY RD 2ND FL, PALM BEACH, FL 33480
7000 LINCOLN DR E STE 301, MARLTON, NJ 08053
Registered with this firm since 1/1/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
B
04/25/1988 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) MARLTON, NJ
IA
10/14/2003 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) MARLTON, NJ
B
05/22/1979 - 04/28/1988 PHILIPS, APPEL & WALDEN, INC. (CRD#:659)
B
03/02/1976 - 06/24/1979 FIRST JERSEY SECURITIES, INC. (CRD#:6621)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.