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Robert W Loring
ROBERT WYATT LORING
CRD#: 818866
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 100 FEDERAL ST
BOSTON, MA 02110
Registration History
1980198519901995200020052010201520202025IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2007 - Present (17 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1978 - Present (46 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 572)1976 - 1981 (5 years)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)2005 - 2005 (<1 year)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)2002 - 2004 (2 years)
Disclosure(s)
View By:
2/27/2024
Customer Dispute
Denied
License(s)

State Registrations

B
Alaska 11/30/2015

B
New Jersey 5/7/1986

B
Arizona 4/25/2012

B
New Mexico 7/1/2016

B
California 5/6/1986

B
New York 9/8/1981

B
Colorado 9/13/1989

B
North Carolina 1/9/2006

B
Connecticut 8/25/1983

B
Ohio 10/29/1990

B
Delaware 4/4/2002

B
Oklahoma 2/16/2017

B
District of Columbia 8/19/1986

B
Oregon 8/16/1993

B
Florida 5/9/1983

B
Pennsylvania 11/8/1981

B
Georgia 10/31/1997

B
Rhode Island 3/5/1983

B
Hawaii 11/19/1998

B
South Carolina 9/22/2003

B
Illinois 12/6/1988

B
South Dakota 8/2/2021

B
Kentucky 4/26/1994

B
Tennessee 6/14/2023

B
Maine 3/23/1984

IA
Texas 8/15/2007

B
Maryland 11/10/1995

B
Texas 8/10/2011

B
Massachusetts 2/9/1976

B
Utah 4/4/2011

B
Michigan 3/6/2024

B
Vermont 5/7/1986

B
Minnesota 8/21/2008

B
Virginia 9/27/1981

B
Missouri 8/4/2017

B
Washington 1/22/1987

B
Montana 1/20/2022

B
Wisconsin 1/19/1996

B
Nevada 4/25/2022

B
Wyoming 4/25/2024

B
New Hampshire 3/5/1983

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
100 FEDERAL ST, BOSTON, MA 02110
Registered with this firm since 8/15/2007

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
100 FEDERAL ST, BOSTON, MA 02110
Registered with this firm since 9/26/1978

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/11/2005 - 12/31/2005 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) BOSTON, MA
IA
02/14/2002 - 12/31/2004 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) BOSTON, MA
B
03/02/1976 - 05/30/1981 MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. (CRD#:572)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.