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Detailed Report
STEPHEN DAVID LEIT
CRD#: 818707
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Investment Adviser
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Previous Broker
SHUFRO, ROSE & CO., LLCCRD#: 3403 600 LEXINGTON AVENUE
15TH FLOOR
NEW YORK, NY 10022
Registration History
1980198519901995200020052010201520202025IASHUFRO, ROSE & CO., LLC (CRD# 3403)1989 - Present (36 years)BSHUFRO, ROSE & CO., LLC (CRD# 3403)1984 - 2015 (31 years)BFURMAN SELZ MAGER DIETZ & BIRN... (CRD# 6540)1984 - 1984 (<1 year)BNEUBERGER & BERMAN (CRD# 2908)1982 - 1984 (2 years)BWERTHEIM & CO., INC. (CRD# 6112)1976 - 1982 (5 years)
License(s)

State Registrations

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California 3/3/2021
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New Jersey 9/5/2002
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Connecticut 3/3/2021
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New York 3/3/2021
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Florida 6/10/2021
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Texas 3/3/2021
Current Registration(s)
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SHUFRO, ROSE & CO., LLC (CRD#:3403)
600 LEXINGTON AVENUE 15TH FLOOR, NEW YORK, NY 10022
Registered with this firm since 3/2/1989
Previous Registration(s)
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 11/09/1984 - 12/10/2015 SHUFRO, ROSE & CO., LLC (CRD#:3403) NEW YORK, NY
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 08/27/1984 - 10/12/1984 FURMAN SELZ MAGER DIETZ & BIRNEY INCORPORATED (CRD#:6540)
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 03/02/1982 - 08/17/1984 NEUBERGER & BERMAN (CRD#:2908)
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 03/01/1976 - 02/23/1982 WERTHEIM & CO., INC. (CRD#:6112)
For additional information about investment advisers or broker-dealers, please visit
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.