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Detailed Report
PAUL ALPHONSE VIEL JR
PAUL A VIEL JR
CRD#: 818682
IA
Investment Adviser
B
Broker
&PARTNERSCRD#: 3767 40 A GROVE ST., SUITE 200
PITTSFORD, NY 14534
Registration History
19801985199019952000200520102015202020252 FIRMS2024 - Present (<1 year)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2008 - 2024 (16 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)2005 - 2008 (2 years)BMCDONALD INVESTMENTS INC. (CRD# 566)1999 - 2005 (6 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1994 - 1999 (4 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1988 - 1994 (5 years)BTUCKER, ANTHONY & R. L. DAY, INC. (CRD# 837)1983 - 1988 (5 years)BE. F. HUTTON & COMPANY INC (CRD# 235)1980 - 1983 (2 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1978 - 1980 (2 years)BE. F. HUTTON & COMPANY INC (CRD# 235)1976 - 1978 (2 years)IAWELLS FARGO ADVISORS (CRD# 19616)2021 - 2024 (3 years)
License(s)

State Registrations

B
Florida 8/30/2024
IA
New York 8/30/2024
B
Georgia 8/30/2024
B
North Carolina 8/30/2024
B
Louisiana 8/30/2024
B
Pennsylvania 8/30/2024
B
Maine 8/30/2024
B
Tennessee 8/30/2024
B
Maryland 8/30/2024
B
Texas 8/30/2024
B
Massachusetts 8/30/2024
IA
Texas 8/30/2024
B
New York 8/30/2024
B
Virginia 8/30/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
&PARTNERS (CRD#:3767)
40 A GROVE ST., SUITE 200, PITTSFORD, NY 14534
HEMLOCK, NY
Registered with this firm since 8/30/2024
B
&PARTNERS (CRD#:3767)
40 A GROVE ST., SUITE 200, PITTSFORD, NY 14534
HEMLOCK, NY
Registered with this firm since 8/30/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/27/2021 - 09/04/2024 WELLS FARGO ADVISORS (CRD#:19616) ROCHESTER, NY
B
 01/01/2008 - 09/04/2024 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ROCHESTER, NY
B
 09/16/2005 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) ROCHESTER, NY
B
 06/18/1999 - 09/30/2005 MCDONALD INVESTMENTS INC. (CRD#:566) CLEVELAND, OH
B
 08/26/1994 - 06/21/1999 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 10/10/1988 - 08/29/1994 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
 05/13/1983 - 10/17/1988 TUCKER, ANTHONY & R. L. DAY, INC. (CRD#:837)
B
 10/27/1980 - 05/24/1983 E. F. HUTTON & COMPANY INC (CRD#:235)
B
 11/28/1978 - 11/03/1980 DEAN WITTER REYNOLDS INC. (CRD#:7556)
B
 03/01/1976 - 06/30/1978 E. F. HUTTON & COMPANY INC (CRD#:235)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.