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CAROL A TRULUCK
CAROL ANN DELUCIA, CAROL PARCESEPE DELUCIA, CAROL DELUCIA TRULUCK
CRD#: 818387
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Investment Adviser
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Previous Broker
FINANCIAL STRATEGIES INVESTMENT ADVISOR SERVICES, INC.CRD#: 113526 110 Washington Ave 3 FL.
North Haven, CT 06473
Registration History
19801985199019952000200520102015202020252 FIRMS2002 - 2009 (7 years)2 FIRMS2009 - 2012 (3 years)2 FIRMS2012 - 2023 (10 years)IAFINANCIAL STRATEGIES INVESTMEN... (CRD# 113526)2023 - Present (1 year)BMUTUAL SERVICE CORPORATION (CRD# 4806)1999 - 2009 (10 years)BTITAN/VALUE EQUITIES GROUP, INC. (CRD# 6359)1986 - 1999 (13 years)BWADDELL & REED, INC. (CRD# 866)1976 - 1986 (10 years)
Disclosure(s)
View By:
10/20/2010
Customer Dispute
Denied
10/15/2002
Customer Dispute
Settled
License(s)

State Registrations

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Connecticut 4/19/2023

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Massachusetts 11/15/2023

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Florida 10/12/2023

Current Registration(s)
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FINANCIAL STRATEGIES INVESTMENT ADVISOR SERVICES, INC. (CRD#:113526)
110 Washington Ave 3 FL., North Haven, CT 06473
110 Washington Avenue Third Floor, North Haven, CT 06473
Registered with this firm since 4/19/2023

Previous Registration(s)
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07/31/2012 - 03/29/2023 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) Farmington, CT
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07/24/2012 - 03/29/2023 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) Farmington, CT
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07/29/2009 - 07/24/2012 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139) HAMDEN, CT
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07/28/2009 - 07/24/2012 CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543) HAMDEN, CT
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02/05/2002 - 08/12/2009 FINANCIAL STRATEGIES INVESTMENT ADVISOR SERVICES, LLP (CRD#:113526) BETHEL, CT
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02/05/2002 - 07/28/2009 MUTUAL SERVICE CORPORATION (CRD#:4806) HAMDEN, CT
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03/31/1999 - 07/28/2009 MUTUAL SERVICE CORPORATION (CRD#:4806) HAMDEN, CT
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02/20/1986 - 03/31/1999 TITAN/VALUE EQUITIES GROUP, INC. (CRD#:6359) IRVINE, CA
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02/20/1976 - 03/10/1986 WADDELL & REED, INC. (CRD#:866)
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.