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Detailed Report
Kenneth Ray McDonald
Kenneth R McDonald
CRD#: 816699
IA
Previous Investment Adviser
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Previous Broker
The representative was previously registered both as an investment adviser and as a broker. Visit BrokerCheck for more information on this individual's Broker record. Go to BrokerCheck Site
Registration History
1984198619881990199219941996199820002002200420062008IATRITON ASSET MANAGEMENT (CRD# 132064)1999 - 2008 (9 years)IAGIRARD SECURITIES, INC. (CRD# 18697)2003 - 2003 (<1 year)IASENTRA SECURITIES CORP (CRD# 10249)1998 - 2002 (4 years)
Disclosure(s)
View By:
6/9/1983
Regulatory
Final
Previous Registration(s)
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 08/19/1999 - 12/31/2008 TRITON ASSET MANAGEMENT (CRD#:132064) LONG BEACH, CA
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 01/23/2003 - 06/06/2003 GIRARD SECURITIES, INC. (CRD#:18697) RANCHO MIRAGE, CA
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 11/30/1998 - 12/09/2002 SENTRA SECURITIES CORP (CRD#:10249) PALM SPRINGS, CA
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.