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Detailed Report
JOHN ARCHIE JEFFORDS
JACK JEFFORDS
CRD#: 815750
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 235 MAGRATH DARBY BLVD
STE 300
MT PLEASANT, SC 29464
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 235 MAGRATH DARBY BLVD
STE 330
MOUNT PLEASANT, SC 29464
Registration History
197519801985199019952000200520102015202020252 FIRMS2011 - 2013 (1 year)2 FIRMS2021 - Present (4 years)BBB&T SECURITIES, LLC (CRD# 142785)2012 - 2021 (8 years)BJ.J.B HILLIARD, W.L. LYONS, LLC (CRD# 453)2001 - 2011 (9 years)BFIRST UNION SECURITIES, INC. (CRD# 19616)1999 - 2001 (1 year)BFIRST UNION CAPITAL MARKETS CORP. (CRD# 6124)1990 - 1999 (9 years)BINTERSTATE/JOHNSON LANE CORPOR... (CRD# 431)1988 - 1990 (1 year)BJOHNSON, LANE, SPACE, SMITH & ... (CRD# 472)1983 - 1988 (5 years)BSMITH BARNEY, HARRIS UPHAM & C... (CRD# 7059)1975 - 1983 (7 years)IABB&T SECURITIES, LLC (CRD# 142785)2013 - 2021 (8 years)IAJ.J.B. HILLIARD, W.L. LYONS, LLC (CRD# 453)2003 - 2011 (7 years)
Disclosure(s)
View By:
3/25/2011
Employment Separation After Allegations
4/20/2009
Customer Dispute
Settled
9/1/1994
Customer Dispute
Settled
9/1/1994
Customer Dispute
Settled
License(s)

State Registrations

B
Arkansas 8/28/2024
B
North Carolina 2/17/2021
B
California 2/17/2021
B
Ohio 12/14/2022
B
Colorado 2/17/2021
B
Oregon 7/14/2023
B
Connecticut 7/20/2023
B
South Carolina 2/17/2021
B
Florida 2/17/2021
IA
South Carolina 2/17/2021
B
Georgia 2/17/2021
B
Tennessee 2/17/2021
B
Illinois 2/17/2021
B
Texas 2/17/2021
B
Kentucky 8/28/2023
IA
Texas 4/15/2021
B
Maryland 2/17/2021
B
Utah 10/5/2022
B
Massachusetts 2/17/2021
B
Virginia 2/17/2021
B
Mississippi 2/17/2021
B
Washington 11/4/2024
B
Missouri 2/17/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
235 MAGRATH DARBY BLVD STE 330, MOUNT PLEASANT, SC 29464
MT. PLEASANT, SC
Registered with this firm since 2/17/2021
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
235 MAGRATH DARBY BLVD STE 300, MT PLEASANT, SC 29464
Registered with this firm since 2/17/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/02/2013 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
B
 11/16/2012 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
IA
 06/01/2011 - 01/02/2013 SCOTT & STRINGFELLOW, LLC (CRD#:6255) MT. PLEASANT, SC
B
 05/13/2011 - 01/02/2013 SCOTT & STRINGFELLOW, LLC (CRD#:6255) MT. PLEASANT, SC
IA
 06/09/2003 - 03/29/2011 J.J.B. HILLIARD, W.L. LYONS, LLC (CRD#:453) FLORENCE, SC
B
 08/16/2001 - 03/29/2011 J.J.B HILLIARD, W.L. LYONS, LLC (CRD#:453) FLORENCE, SC
B
 10/01/1999 - 08/22/2001 FIRST UNION SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
B
 02/05/1990 - 10/01/1999 FIRST UNION CAPITAL MARKETS CORP. (CRD#:6124) CHARLOTTE, NC
B
 10/14/1988 - 02/05/1990 INTERSTATE/JOHNSON LANE CORPORATION (CRD#:431) CHARLOTTE, NC
B
 01/17/1983 - 10/14/1988 JOHNSON, LANE, SPACE, SMITH & CO., INC. (CRD#:472)
B
 12/02/1975 - 01/11/1983 SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (CRD#:7059)
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.