• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
MIGUEL A HERNANDEZ
MIGUEL A. HERNANDEZ, MIGUEL HERNANDEZ, MIGUEL A. HERNANDEZ HERNANDEZ, MIGUEL HERNANDEZ HERNANDEZ, MIGUEL A HERNANDEZ-HERNANDEZ…
CRD#: 815453
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 250 MUNOZ RIVERA AVENUE
SAN JUAN, PR 00918
Registration History
19751980198519901995200020052010201520202025IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2020 - Present (4 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2008 - Present (16 years)BUBS FINANCIAL SERVICES INCORPO... (CRD# 13042)2008 - 2021 (13 years)BSANTANDER SECURITIES (CRD# 41791)2000 - 2008 (8 years)BMERRILL LYNCH GOVERNMENT SECUR... (CRD# 19693)1991 - 2000 (8 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1978 - 2000 (21 years)BMERRILL LYNCH GOVERNMENT SECUR... (CRD# 19711)1991 - 1999 (8 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 572)1975 - 1978 (2 years)
Disclosure(s)
View By:
4/27/2020
Customer Dispute
Settled
8/14/2019
Customer Dispute
Settled
7/18/2019
Customer Dispute
Settled
7/17/2019
Customer Dispute
Settled
11/27/2018
Customer Dispute
Settled
10/30/2018
Customer Dispute
Settled
10/1/2018
Customer Dispute
Settled
9/7/2018
Customer Dispute
Settled
5/16/2018
Customer Dispute
Settled
1/22/2018
Customer Dispute
Settled
10/16/2017
Customer Dispute
Settled
9/6/2017
Customer Dispute
Settled
6/7/2017
Customer Dispute
Settled
12/29/2016
Customer Dispute
Settled
11/15/2016
Customer Dispute
Settled
11/14/2016
Customer Dispute
Settled
9/15/2015
Customer Dispute
Withdrawn
9/2/2015
Customer Dispute
Settled
7/27/2015
Customer Dispute
Settled
7/3/2014
Customer Dispute
Settled
5/5/2014
Customer Dispute
Settled
3/3/2014
Customer Dispute
Settled
License(s)

State Registrations

B
Connecticut 6/20/2023

B
Puerto Rico 7/18/2008

B
Florida 7/18/2008

IA
Puerto Rico 3/6/2020

B
Georgia 10/7/2020

B
Texas 10/25/2017

B
New York 5/8/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
250 MUNOZ RIVERA AVENUE, SAN JUAN, PR 00918
Dorado, PR
Registered with this firm since 3/6/2020

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
250 MUNOZ RIVERA AVENUE, SAN JUAN, PR 00918
Dorado, PR
Registered with this firm since 7/18/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
B
07/18/2008 - 10/15/2021 UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (CRD#:13042) SAN JUAN, PR
B
02/28/2000 - 07/22/2008 SANTANDER SECURITIES (CRD#:41791) GUAYNABO, PR
B
04/20/1991 - 03/01/2000 MERRILL LYNCH GOVERNMENT SECURITIES INC. ("MLGSI") (CRD#:19693) NEW YORK, NY
B
09/26/1978 - 02/28/2000 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
04/20/1991 - 11/23/1999 MERRILL LYNCH GOVERNMENT SECURITIES OF PUERTO RICO, INC. (CRD#:19711) HATO REY, PR
B
11/20/1975 - 09/26/1978 MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. (CRD#:572)
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.