Individual Firm
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RAYMOND JOSEPH BEVIER
CRD#: 815428
IA
B
WELLS FARGO ADVISORSCRD#: 19616 1155 CANYON BLVD STE 200
BOULDER, CO 80302
BOULDER, CO 80302
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12/16/2004
Customer Dispute
Closed-No Action
State Registrations
B
Alaska 3/22/2013
B
New Mexico 1/9/2019
B
Arizona 3/22/2013
B
North Carolina 4/12/2022
B
California 3/22/2013
B
Ohio 4/8/2013
B
Colorado 3/22/2013
B
Texas 1/9/2019
IA
Colorado 3/22/2013
IA
Texas 1/10/2019
B
Kansas 6/24/2020
B
Washington 4/5/2013
B
Minnesota 4/8/2013
B
Wyoming 1/10/2025
SRO Registrations
B
B
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 3/22/2013
B
Registered with this firm since 3/22/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/03/2007 - 04/11/2013 | DENVER, CO | |
B | 02/11/2005 - 04/11/2013 | DENVER, CO | |
IA | 08/23/1983 - 09/25/2003 | DENVER, CO | |
B | 09/26/1978 - 09/25/2003 | NEW YORK, NY | |
B | 11/20/1975 - 09/26/1978 |
11/20/1975 - 09/26/1978
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.