• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Registration History
19751980198519901995200020052010201520202025IALEE CAPITAL MANAGEMENT #1 LLC (CRD# 315693)2022 - Present (3 years)BINTREPID SECURITIES, INC. (CRD# 19311)1992 - 1997 (4 years)BCROWELL, WEEDON & CO. (CRD# 193)1982 - 1990 (7 years)BSUTRO & CO. INCORPORATED (CRD# 801)1975 - 1982 (6 years)IALEE CAPITAL MANAGEMENT (CRD# 129938)2002 - 2020 (17 years)
Disclosure(s)
View By:
1/26/2023
Regulatory
Final
10/6/2015
Customer Dispute
Award / Judgment
License(s)

State Registrations

IA
California 1/27/2022

Current Registration(s)
IA
LEE CAPITAL MANAGEMENT #1 LLC (CRD#:315693)
LONG BEACH, CA
Registered with this firm since 1/27/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/07/2002 - 01/25/2020 LEE CAPITAL MANAGEMENT (CRD#:129938) PALOS VERDES ESTATES, CA
B
11/04/1992 - 03/13/1997 INTREPID SECURITIES, INC. (CRD#:19311) TORRANCE, CA
B
09/27/1982 - 04/20/1990 CROWELL, WEEDON & CO. (CRD#:193) LOS ANGELES, CA
B
11/01/1975 - 10/20/1982 SUTRO & CO. INCORPORATED (CRD#:801)
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.