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Detailed Report
CHRIS RADCLIFFE OSBORNE
CRD#: 812846
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 5390 Kietzke Lane
Suite 200
Reno, NV 89511
Registration History
197519801985199019952000200520102015202020252 FIRMS2007 - 2007 (<1 year)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1993 - 2007 (13 years)BLEHMAN BROTHERS INC. (CRD# 7506)1979 - 1993 (13 years)BLOEB PARTNERS (CRD# 7534)1978 - 1979 (1 year)BHORNBLOWER, WEEKS, NOYES & TRA... (CRD# 7394)1977 - 1978 (<1 year)BBAKER, WATTS & CO. (CRD# 68)1976 - 1977 (1 year)BHORNBLOWER & WEEKS - HEMPHILL,... (CRD# 412)1977 - 1977 (<1 year)BLAIDLAW, MARTIN & MOYSEY, INC. (CRD# 6636)1975 - 1976 (<1 year)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1996 - 2007 (10 years)
License(s)

State Registrations

B
Alaska 9/27/2010
B
Montana 1/10/2013
B
Arizona 6/1/2009
B
Nevada 6/1/2009
B
Arkansas 2/16/2021
IA
Nevada 6/1/2009
B
California 10/13/2009
B
New Jersey 2/19/2014
B
Colorado 10/13/2009
B
New Mexico 1/10/2013
B
Florida 10/13/2009
B
New York 10/13/2009
B
Georgia 10/13/2009
B
North Carolina 10/16/2009
B
Idaho 10/13/2009
B
Ohio 2/22/2011
B
Illinois 9/15/2015
B
Oregon 10/13/2009
B
Kansas 7/25/2019
B
Pennsylvania 6/1/2009
B
Maine 10/13/2009
B
Tennessee 2/7/2012
B
Maryland 6/1/2009
B
Texas 10/13/2009
B
Massachusetts 1/10/2013
IA
Texas 10/23/2009
B
Michigan 1/8/2020
B
Utah 10/13/2009
B
Minnesota 1/28/2022
B
Virginia 6/1/2009
B
Missouri 3/1/2017
B
Washington 10/13/2009

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
5390 Kietzke Lane Suite 200, Reno, NV 89511
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
5390 Kietzke Lane Suite 200, Reno, NV 89511
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) RENO, NV
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) RENO, NV
IA
 02/27/2007 - 04/02/2007 MORGAN STANLEY (CRD#:7556) RENO, NV
B
 02/27/2007 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) RENO, NV
IA
 06/12/1996 - 03/08/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SCOTTSDALE, AZ
B
 07/31/1993 - 03/08/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SCOTTSDALE, AZ
B
 11/26/1979 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
 01/18/1978 - 11/26/1979 LOEB PARTNERS (CRD#:7534)
B
 05/05/1977 - 01/18/1978 HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED (CRD#:7394)
B
 04/08/1976 - 05/19/1977 BAKER, WATTS & CO. (CRD#:68)
B
 04/19/1977 - 05/05/1977 HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED (CRD#:412)
B
 09/25/1975 - 04/18/1976 LAIDLAW, MARTIN & MOYSEY, INC. (CRD#:6636)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.