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ROBERT C. CRITELLI III
ROBERT C CRITELLI, ROBERT CONSTANTIN CRITELLI, ROBERT CONSTANTINE CRITELLI III, ROBERT C. CRITELLI III III, ROBERT CONSTANTINE CRITELLI III III
CRD#: 811679
IA
B
MORGAN STANLEYCRD#: 149777 609 Deep Valley Drive
Suite 400
Rolling Hills Estates, CA 90274
Suite 400
Rolling Hills Estates, CA 90274
0
Disclosures
48
Years of Experience
View By:
State Registrations
B
Arizona 6/1/2009
B
New Jersey 6/1/2009
B
California 6/1/2009
B
New York 6/1/2009
IA
California 6/1/2009
B
Ohio 6/1/2009
B
Colorado 1/6/2023
B
Tennessee 6/1/2009
B
Florida 6/1/2009
B
Texas 6/1/2009
B
Hawaii 6/1/2009
IA
Texas 2/11/2014
B
Indiana 6/1/2009
B
Utah 9/11/2012
B
Kansas 11/19/2010
B
Vermont 6/1/2009
B
Michigan 6/1/2009
B
Washington 6/1/2009
B
Montana 6/1/2009
B
Wisconsin 1/6/2016
B
Nevada 6/1/2009
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/08/1997 - 06/01/2009 | ROLLING HILLS, CA | |
B | 07/31/1993 - 06/01/2009 | ROLLING HILLS, CA | |
B | 11/22/1978 - 07/31/1993 | NEW YORK, NY | |
B | 11/17/1976 - 12/11/1977 | ||
B | 04/26/1976 - 11/17/1976 | ||
B | 09/02/1975 - 05/08/1976 |
11/17/1976 - 12/11/1977
04/26/1976 - 11/17/1976
09/02/1975 - 05/08/1976
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.