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LEMUEL LEE DANIELS
LEMUEL L DANIELS
CRD#: 811542
IA
B
MORGAN STANLEYCRD#: 149777 10960 Wilshire Boulevard
Suite 2000
Los Angeles, CA 90024
Suite 2000
Los Angeles, CA 90024
0
Disclosures
49
Years of Experience
View By:
State Registrations
B
Arizona 6/20/2019
B
Nebraska 12/20/2023
B
California 12/12/2013
B
Nevada 1/26/2016
IA
California 12/13/2013
B
New Hampshire 12/20/2023
B
Colorado 12/20/2023
B
New Jersey 1/2/2014
B
Connecticut 12/20/2023
B
New Mexico 12/20/2023
B
District of Columbia 12/20/2023
B
New York 12/20/2023
B
Florida 12/20/2023
B
North Carolina 12/20/2023
B
Georgia 8/11/2015
B
Ohio 12/21/2023
B
Hawaii 12/20/2023
B
Oklahoma 12/20/2023
B
Idaho 12/20/2023
B
Oregon 12/20/2023
B
Illinois 1/14/2014
B
Pennsylvania 12/20/2023
B
Iowa 12/20/2023
B
South Carolina 12/20/2023
B
Kansas 12/20/2023
B
Tennessee 12/20/2023
B
Louisiana 5/16/2019
B
Texas 1/30/2014
B
Maryland 12/20/2023
IA
Texas 3/3/2020
B
Massachusetts 12/20/2023
B
Utah 12/20/2023
B
Michigan 12/20/2023
B
Virginia 9/27/2018
B
Minnesota 12/20/2023
B
Washington 1/15/2014
B
Missouri 12/20/2023
B
Wisconsin 12/20/2023
B
Montana 12/20/2023
B
Wyoming 12/20/2023
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
IA
Registered with this firm since 12/13/2013
B
Registered with this firm since 12/12/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/06/2007 - 12/19/2013 | LOS ANGELES, CA | |
B | 09/06/2007 - 12/19/2013 | LOS ANGELES, CA | |
IA | 09/16/1999 - 09/10/2007 | LOS ANGELES, CA | |
B | 09/10/1999 - 09/10/2007 | LOS ANGELES, CA | |
B | 09/08/1994 - 09/21/1999 | NEW YORK, NY | |
B | 07/10/1985 - 09/16/1994 | NEW YORK, NY | |
B | 08/31/1984 - 07/16/1985 | ||
B | 07/13/1978 - 09/28/1984 | ||
B | 03/23/1978 - 07/13/1978 | ||
B | 08/21/1975 - 04/25/1978 |
03/23/1978 - 07/13/1978
08/21/1975 - 04/25/1978
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.