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Rex Lance Kohl
CRD#: 811403
IA
B
M HOLDINGS SECURITIES, INC.CRD#: 43285 Eden Prairie, MN
0
Disclosures
49
Years of Experience
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State Registrations
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Arizona 2/26/2024
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Minnesota 2/24/2021
B
Colorado 2/26/2024
B
Nebraska 2/26/2024
B
Delaware 7/8/2024
B
New York 10/14/2020
B
Florida 11/19/2020
B
Ohio 11/19/2020
B
Georgia 11/19/2020
B
Oregon 10/15/2021
B
Illinois 11/19/2020
B
Texas 1/21/2021
B
Michigan 1/21/2021
B
Wisconsin 10/29/2020
B
Minnesota 10/29/2020
B
Wyoming 12/9/2024
SRO Registrations
B
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Registered with this firm since 2/24/2021
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Registered with this firm since 10/14/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/28/2001 - 09/10/2020 | MINNETONKA, MN | |
B | 12/10/2001 - 09/10/2020 | MINNETONKA, MN | |
IA | 03/12/2002 - 03/17/2014 | MINNETONKA, MN | |
B | 02/02/2001 - 12/05/2001 | FORT WAYNE, IN | |
B | 12/20/1990 - 12/31/2000 | BLOOMINGTON, MN | |
B | 07/01/1987 - 10/05/1990 | ||
B | 12/16/1986 - 11/08/1988 | FARGO, ND | |
B | 11/02/1979 - 12/10/1986 | ||
B | 08/25/1975 - 01/06/1980 |
MINNETONKA, MN
03/12/2002 - 03/17/2014
FARGO, ND
12/16/1986 - 11/08/1988
08/25/1975 - 01/06/1980
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.