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Detailed Report
DEWITT LOOMIS ALEXANDRE JR
CRD#: 811398
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Investment Adviser
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Previous Broker
GULFSTREAM CM, LLCCRD#: 165459 450 SPRINGFIELD AVENUE, SUITE 204
SUMMIT, NJ 07901
Registration History
197519801985199019952000200520102015202020252 FIRMS2015 - 2019 (4 years)IAGULFSTREAM CM, LLC (CRD# 165459)2020 - Present (5 years)BDOMINICK & DOMINICK LLC (CRD# 7344)2003 - 2015 (11 years)BCREDIT SUISSE FIRST BOSTON LLC (CRD# 816)2001 - 2003 (2 years)BDONALDSON, LUFKIN & JENRETTE S... (CRD# 7560)1994 - 2003 (8 years)BKIDDER, PEABODY & CO. INCORPORATED (CRD# 7613)1978 - 1994 (16 years)BKIDDER, PEABODY & CO., INCORPO... (CRD# 488)1975 - 1978 (2 years)IAGULFSTREAM CM, LLC (CRD# 165459)2019 - 2024 (5 years)IADOMINICK & DOMINICK LLC (CRD# 7344)2006 - 2015 (8 years)IACREDIT SUISSE FIRST BOSTON (CRD# 816)2003 - 2003 (<1 year)IADONALDSON LUFKIN & JENRETTE SE... (CRD# 7560)2002 - 2003 (<1 year)
Disclosure(s)
View By:
2/26/1996
Customer Dispute
Settled
License(s)

State Registrations

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Florida 1/3/2020
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Texas 2/12/2025
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New Jersey 2/12/2025
Current Registration(s)
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GULFSTREAM CM, LLC (CRD#:165459)
450 SPRINGFIELD AVENUE, SUITE 204, SUMMIT, NJ 07901
Registered with this firm since 1/3/2020
Previous Registration(s)
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 11/20/2019 - 12/31/2024 GULFSTREAM CM, LLC (CRD#:165459) Del Ray Beach, FL
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 01/28/2015 - 10/01/2019 B RILEY WEALTH MANAGEMENT (CRD#:2543) Gulf Stream, FL
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 01/28/2015 - 10/01/2019 B. RILEY WEALTH MANAGEMENT (CRD#:2543) New York, NY
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 03/06/2006 - 01/26/2015 DOMINICK & DOMINICK LLC (CRD#:7344) NEW YORK, NY
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 10/24/2003 - 01/26/2015 DOMINICK & DOMINICK LLC (CRD#:7344) NEW YORK, NY
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 01/17/2003 - 10/28/2003 CREDIT SUISSE FIRST BOSTON (CRD#:816) NEW YORK, NY
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 02/02/2001 - 10/28/2003 CREDIT SUISSE FIRST BOSTON LLC (CRD#:816) NEW YORK, NY
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 07/30/2002 - 01/17/2003 DONALDSON LUFKIN & JENRETTE SECURITIES CORPORATION (CRD#:7560) NEW YORK, NY
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 11/02/1994 - 01/17/2003 DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (CRD#:7560) JERSEY CITY, NJ
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 05/19/1978 - 11/10/1994 KIDDER, PEABODY & CO. INCORPORATED (CRD#:7613) NEW YORK, NY
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 08/21/1975 - 05/19/1978 KIDDER, PEABODY & CO., INCORPORATED (CRD#:488)
For additional information about investment advisers or broker-dealers, please visit
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.