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RANDOLPH MCCRAVEN NASH
RANDY NASH
CRD#: 811156
IA
B
CAPITAL INVESTMENT ADVISORY SERVICES, LLCCRD#: 149124 7804 FAIRVIEW RD
STE C220
CHARLOTTE, NC 28226
STE C220
CHARLOTTE, NC 28226
CAPITAL INVESTMENT GROUP, INC.CRD#: 14752 7804 FAIRVIEW ROAD
SUITE C220
CHARLOTTE, NC 28226
SUITE C220
CHARLOTTE, NC 28226
0
Disclosures
47
Years of Experience
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State Registrations
B
Colorado 1/26/2006
B
North Carolina 8/31/2001
B
Georgia 8/31/2001
IA
North Carolina 1/2/2013
B
Mississippi 9/13/2019
B
South Carolina 8/31/2001
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
IA
Registered with this firm since 1/2/2013
B
Registered with this firm since 8/31/2001
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/01/2006 - 12/31/2012 | CHARLOTTE, NC | |
B | 02/12/2001 - 09/17/2001 | NEW YORK, NY | |
B | 11/09/1979 - 02/16/2001 | CHARLOTTE, NC | |
B | 08/15/1975 - 03/09/1978 | ||
B | 08/15/1975 - 03/09/1978 |
CHARLOTTE, NC
06/01/2006 - 12/31/2012
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.