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GARY HOLLIS SCHWARTZ
CRD#: 810750
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 2701 UNIVERSITY AVE SE
MINNEAPOLIS, MN 55414
CETERA ADVISOR NETWORKS LLCCRD#: 13572 2701 UNIVERSITY AVENUE SE
MINNEAPOLIS, MN 55414-3238
Registration History
197519801985199019952000200520102015202020252 FIRMS2012 - 2013 (<1 year)2 FIRMS2023 - Present (1 year)BSECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)2013 - 2023 (10 years)BCRI SECURITIES, LLC (CRD# 22589)2013 - 2021 (8 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2002 - 2012 (10 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)2002 - 2006 (3 years)BSECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)1986 - 2002 (16 years)BTHE MINNESOTA MUTUAL LIFE INSU... (CRD# 2797)1975 - 1986 (10 years)BNORTH STAR EQUITIES COMPANY (CRD# 4241)1975 - 1977 (1 year)IASECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)2014 - 2023 (9 years)IACRI SECURITIES, LLC (CRD# 22589)2014 - 2021 (7 years)IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2006 - 2012 (6 years)
License(s)

State Registrations

B
Minnesota 8/10/2023

IA
Minnesota 8/10/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
2701 UNIVERSITY AVE SE, MINNEAPOLIS, MN 55414
Registered with this firm since 8/10/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
2701 UNIVERSITY AVENUE SE, MINNEAPOLIS, MN 55414-3238
Registered with this firm since 8/10/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/28/2014 - 08/10/2023 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) MINNEAPOLIS, MN
B
06/12/2013 - 08/10/2023 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) MINNEAPOLIS, MN
IA
01/28/2014 - 10/28/2021 CRI SECURITIES, LLC (CRD#:22589) MINNEAPOLIS, MN
B
06/12/2013 - 10/28/2021 CRI SECURITIES, LLC (CRD#:22589) MINNEAPOLIS, MN
IA
11/20/2012 - 02/05/2013 WADDELL & REED, INC. (CRD#:866) BLOOMINGTON, MN
B
11/16/2012 - 02/05/2013 WADDELL & REED, INC. (CRD#:866) BLOOMINGTON, MN
IA
10/06/2006 - 11/15/2012 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) BLOOMINGTON, MN
B
11/13/2002 - 11/15/2012 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) BLOOMINGTON, MN
B
11/13/2002 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
04/10/1986 - 10/01/2002 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) ST. PAUL, MN
B
08/06/1975 - 04/07/1986 THE MINNESOTA MUTUAL LIFE INSURANCE COMPANY (CRD#:2797)
B
08/06/1975 - 04/16/1977 NORTH STAR EQUITIES COMPANY (CRD#:4241)
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B
Broker
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Investment Adviser
Disclosures
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