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ROBERT JOSEPH SIDELL
ROBERT JOSEPH SIDELL III, ROBERT SIDELL
CRD#: 808977
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 BERLIN, MD
Registration History
197519801985199019952000200520102015202020252 FIRMS2002 - 2005 (3 years)2 FIRMS2005 - 2009 (4 years)2 FIRMS2009 - 2011 (2 years)2 FIRMS2011 - 2021 (9 years)2 FIRMS2021 - Present (3 years)BTUCKER ANTHONY INCORPORATED (CRD# 837)1998 - 2002 (3 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1984 - 1998 (14 years)BINA SECURITY CORPORATION (CRD# 422)1975 - 1987 (12 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1980 - 1984 (3 years)
Disclosure(s)
View By:
7/18/2000
Customer Dispute
Settled
3/5/1999
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 7/21/2021

IA
Maryland 7/21/2021

B
California 7/21/2021

B
Missouri 7/21/2021

IA
California 7/21/2021

B
New Jersey 7/21/2021

B
Colorado 7/21/2021

IA
New Jersey 7/21/2021

IA
Colorado 7/21/2021

B
New Mexico 7/21/2021

B
Delaware 7/21/2021

B
New York 7/21/2021

IA
Delaware 7/21/2021

B
North Carolina 7/21/2021

B
District of Columbia 7/21/2021

IA
North Carolina 7/21/2021

IA
District of Columbia 7/21/2021

B
Ohio 7/21/2021

B
Florida 7/21/2021

IA
Ohio 7/21/2021

IA
Florida 7/21/2021

B
Pennsylvania 7/21/2021

B
Georgia 7/21/2021

IA
Pennsylvania 7/21/2021

IA
Georgia 7/21/2021

B
South Carolina 7/21/2021

B
Iowa 7/21/2021

B
Virginia 7/21/2021

B
Maryland 7/21/2021

IA
Virginia 7/21/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
BERLIN, MD
Registered with this firm since 7/21/2021

B
LPL FINANCIAL LLC (CRD#:6413)
BERLIN, MD
Registered with this firm since 7/21/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/12/2011 - 07/21/2021 WADDELL & REED (CRD#:866) BERLIN, MD
B
08/12/2011 - 07/21/2021 WADDELL & REED (CRD#:866) BERLIN, MD
IA
03/13/2009 - 08/18/2011 RBC CAPITAL MARKETS, LLC (CRD#:31194) WILMINGTON, DE
B
03/13/2009 - 08/18/2011 RBC CAPITAL MARKETS, LLC (CRD#:31194) WILMINGTON, DE
IA
03/24/2005 - 03/13/2009 FERRIS, BAKER WATTS, LLC (CRD#:285) WILMINGTON, DE
B
03/24/2005 - 03/13/2009 FERRIS, BAKER WATTS, LLC (CRD#:285) WILMINGTON, DE
IA
09/16/2002 - 03/31/2005 RBC DAIN RAUSCHER INC. (CRD#:31194) WILMINGTON, DE
B
03/09/2002 - 03/31/2005 RBC DAIN RAUSCHER INC. (CRD#:31194) NEW YORK, NY
B
10/23/1998 - 03/09/2002 TUCKER ANTHONY INCORPORATED (CRD#:837) BOSTON, MA
B
08/06/1984 - 11/02/1998 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
06/17/1975 - 10/27/1987 INA SECURITY CORPORATION (CRD#:422)
B
09/23/1980 - 08/03/1984 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.