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Detailed Report
Registration History
197519801985199019952000200520102015202020252 FIRMS2017 - 2024 (7 years)2 FIRMS2024 - Present (1 year)BSAGEPOINT FINANCIAL, INC. (CRD# 133763)2010 - 2016 (6 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)1975 - 2010 (35 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)1975 - 2006 (31 years)BIDS FINANCIAL SERVICES INC. (CRD# 6320)1975 - 1986 (11 years)IASAGEPOINT FINANCIAL, INC. (CRD# 133763)2011 - 2016 (5 years)IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2006 - 2006 (<1 year)
Disclosure(s)
View By:
11/3/2008
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Arizona 1/19/2024
B
Maryland 1/19/2024
B
California 1/19/2024
B
Minnesota 1/19/2024
B
Colorado 1/19/2024
IA
Minnesota 1/19/2024
B
Florida 1/19/2024
B
Wisconsin 1/19/2024
B
Iowa 1/19/2024
IA
Wisconsin 1/19/2024
B
Kentucky 12/3/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
217 N 4th Ave #117, STURGEON BAY, WI 54235
532 JEFFERSON ST, STURGEON BAY, WI 54235
Registered with this firm since 1/19/2024
B
OSAIC WEALTH, INC. (CRD#:23131)
217 N 4th Ave #117, STURGEON BAY, WI 54235
532 JEFFERSON ST, STURGEON BAY, WI 54235
Registered with this firm since 1/19/2024
Previous Registration(s)
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IA
 01/04/2017 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) STURGEON BAY, WI
B
 01/04/2017 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) STURGEON BAY, WI
IA
 01/03/2011 - 12/31/2016 SAGEPOINT FINANCIAL, INC. (CRD#:133763) SUMMERFIELD, FL
B
 12/17/2010 - 12/31/2016 SAGEPOINT FINANCIAL, INC. (CRD#:133763) SUMMERFIELD, FL
B
 06/02/1975 - 12/23/2010 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) CHANHASSEN, MN
IA
 10/04/2006 - 10/09/2006 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) CHANHASSEN, MN
B
 06/02/1975 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
 06/02/1975 - 12/24/1986 IDS FINANCIAL SERVICES INC. (CRD#:6320)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.