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WILLIAM HENRY METZ
WILLIAM H METZ
CRD#: 808295
IA
Investment Adviser
B
Broker
FELTL ADVISORSCRD#: 165244 Chicago, IL
FELTL & COMPANYCRD#: 6905 Chicago, IL
Registration History
197519801985199019952000200520102015202020253 FIRMS1975 - 1975 (<1 year)2 FIRMS2005 - 2012 (7 years)IAFELTL ADVISORS (CRD# 165244)2013 - Present (11 years)BFELTL & COMPANY (CRD# 6905)2012 - Present (12 years)BLEHMAN BROTHERS INC. (CRD# 7506)2000 - 2005 (4 years)BSG COWEN SECURITIES CORPORATION (CRD# 7616)1998 - 2000 (2 years)BCOWEN & CO. (CRD# 1541)1991 - 1998 (7 years)BMESIROW INVESTMENT SERVICES, INC. (CRD# 15113)1989 - 1991 (1 year)BHAMBRECHT & QUIST INCORPORATED (CRD# 940)1987 - 1989 (1 year)BOPPENHEIMER & CO., INC. (CRD# 630)1985 - 1987 (2 years)BBEAR, STEARNS & CO. (CRD# 79)1982 - 1985 (2 years)BSTERN BROTHERS & CO. (CRD# 789)1981 - 1982 (1 year)BNEWHARD, COOK & CO. INCORPORATED (CRD# 619)1979 - 1981 (1 year)BLOWELL H. LISTROM & COMPANY INC. (CRD# 6336)1977 - 1979 (1 year)BSMITH BARNEY, HARRIS UPHAM & C... (CRD# 7059)1975 - 1977 (1 year)IAFELTL ADVISORS (CRD# 6905)2012 - 2013 (1 year)
Disclosure(s)
View By:
12/29/2005
Customer Dispute
Denied
11/7/2003
Customer Dispute
Denied
9/2/2003
Customer Dispute
Settled
7/11/2003
Customer Dispute
Denied
6/24/2003
Customer Dispute
Settled
4/1/2002
Customer Dispute
Denied
7/17/1989
Customer Dispute
Settled
License(s)

State Registrations

B
Florida 12/18/2012

IA
Illinois 7/18/2013

B
Georgia 12/13/2012

B
Michigan 11/23/2012

B
Illinois 11/26/2012

B
Washington 11/27/2012

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FELTL ADVISORS (CRD#:165244)
Chicago, IL
Registered with this firm since 7/18/2013

B
FELTL & COMPANY (CRD#:6905)
Chicago, IL
Registered with this firm since 11/23/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/26/2012 - 12/20/2013 FELTL ADVISORS (CRD#:6905) CHICAGO, IL
IA
10/11/2005 - 11/19/2012 ADVANCED EQUITIES, INC. (CRD#:35545) CHICAGO, IL
B
08/25/2005 - 11/19/2012 ADVANCED EQUITIES, INC. (CRD#:35545)
FINRA expelled the firm on 08/18/2014
CHICAGO, IL
B
10/11/2000 - 08/30/2005 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
07/01/1998 - 10/27/2000 SG COWEN SECURITIES CORPORATION (CRD#:7616) NEW YORK, NY
B
01/22/1991 - 07/01/1998 COWEN & CO. (CRD#:1541) NEW YORK, NY
B
03/01/1989 - 01/03/1991 MESIROW INVESTMENT SERVICES, INC. (CRD#:15113)
B
12/02/1987 - 03/13/1989 HAMBRECHT & QUIST INCORPORATED (CRD#:940)
B
05/09/1985 - 12/11/1987 OPPENHEIMER & CO., INC. (CRD#:630)
B
10/04/1982 - 05/17/1985 BEAR, STEARNS & CO. (CRD#:79)
B
02/10/1981 - 10/06/1982 STERN BROTHERS & CO. (CRD#:789)
B
05/02/1979 - 03/09/1981 NEWHARD, COOK & CO. INCORPORATED (CRD#:619)
B
09/29/1977 - 05/26/1979 LOWELL H. LISTROM & COMPANY INC. (CRD#:6336)
B
12/03/1975 - 11/21/1977 SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (CRD#:7059)
B
05/28/1975 - 11/20/1975 IDS LIFE INSURANCE COMPANY (CRD#:6321)
B
05/28/1975 - 11/20/1975 IDS MARKETING CORPORATION (CRD#:6363)
B
05/28/1975 - 11/20/1975 INVESTORS DIVERSIFIED SERVICES, INC. (CRD#:6320)
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.