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Detailed Report
RICHARD DALE PATTERSON
RICK PATTERSON
CRD#: 805642
IA
Investment Adviser
B
Broker
CERTIFIED ADVISORY CORPCRD#: 120990 ORLANDO, FL
FORTUNE FINANCIAL SERVICES, INC.CRD#: 42150 Orlando, FL
Registration History
19751980198519901995200020052010201520202025BFORTUNE FINANCIAL SERVICES, INC. (CRD# 42150)2021 - Present (4 years)IACERTIFIED ADVISORY CORP (CRD# 120990)2006 - Present (18 years)BTRANSAM SECURITIES, INC. (CRD# 18923)2006 - 2021 (15 years)BMAITLAND SECURITIES, INC. (CRD# 130577)2013 - 2015 (2 years)BMUTUAL SERVICE CORPORATION (CRD# 4806)2004 - 2006 (2 years)BTRANSAM SECURITIES, INC. (CRD# 18923)1998 - 2003 (5 years)BCFG SECURITIES CORP. (CRD# 10815)1992 - 1998 (6 years)BMUTUAL SERVICE CORPORATION (CRD# 4806)1989 - 1992 (3 years)BLOWRY FINANCIAL SERVICES CORPO... (CRD# 7291)1988 - 1989 (<1 year)BEQUITY SERVICES, INC. (CRD# 265)1975 - 1988 (13 years)IAMUTUAL SERVICE CORPORATION (CRD# 4806)2005 - 2006 (1 year)
License(s)

State Registrations

IA
Florida 7/7/2006
IA
Texas 1/24/2007
B
Florida 3/29/2021
B
Texas 3/30/2021
B
North Carolina 3/29/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
FORTUNE FINANCIAL SERVICES, INC. (CRD#:42150)
Orlando, FL
Orlando, FL
Registered with this firm since 3/29/2021
IA
CERTIFIED ADVISORY CORP (CRD#:120990)
ORLANDO, FL
Registered with this firm since 6/26/2006
Previous Registration(s)
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B
 06/23/2006 - 07/13/2021 TRANSAM SECURITIES, INC. (CRD#:18923) Orlando, FL
B
 06/20/2013 - 12/31/2015 MAITLAND SECURITIES, INC. (CRD#:130577) Orlando, FL
IA
 03/23/2005 - 06/05/2006 MUTUAL SERVICE CORPORATION (CRD#:4806) ORLANDO, FL
B
 01/02/2004 - 06/05/2006 MUTUAL SERVICE CORPORATION (CRD#:4806) ORLANDO, FL
B
 11/18/1998 - 12/31/2003 TRANSAM SECURITIES, INC. (CRD#:18923) LOS ANGELES, CA
B
 05/22/1992 - 11/23/1998 CFG SECURITIES CORP. (CRD#:10815) LONGWOOD, FL
B
 03/31/1989 - 04/07/1992 MUTUAL SERVICE CORPORATION (CRD#:4806) BOSTON, MA
B
 04/07/1988 - 03/31/1989 LOWRY FINANCIAL SERVICES CORPORATION (CRD#:7291)
B
 03/06/1975 - 04/09/1988 EQUITY SERVICES, INC. (CRD#:265)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.