• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
RALPH CANNON WILLIAMS JR
CRD#: 805613
IA
Previous Investment Adviser
B
Previous Broker
The representative was previously registered both as an investment adviser and as a broker. Visit BrokerCheck for more information on this individual's Broker record. Go to BrokerCheck Site
Registration History
200220042006200820102012201420162018202020222024IACENTAURUS FINANCIAL, INC. (CRD# 30833)2018 - 2024 (6 years)IACENTAURUS FINANCIAL, INC. (CRD# 30833)2007 - 2012 (5 years)IAIC ADVISORY SERVICES, INC. (CRD# 140190)2006 - 2007 (1 year)IATHE INVESTMENT CENTER, INC. (CRD# 17839)2005 - 2006 (1 year)
Disclosure(s)
View By:
10/30/2013
Customer Dispute
Denied
6/11/2001
Employment Separation After Allegations
4/13/2001
Customer Dispute
Settled
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/06/2018 - 12/31/2024 CENTAURUS FINANCIAL, INC. (CRD#:30833) PALMDALE, CA
IA
12/17/2007 - 12/31/2012 CENTAURUS FINANCIAL, INC. (CRD#:30833) PALMDALE, CA
IA
06/02/2006 - 12/14/2007 IC ADVISORY SERVICES, INC. (CRD#:140190) BRIDGEWATER, NJ
IA
06/22/2005 - 06/02/2006 THE INVESTMENT CENTER, INC. (CRD#:17839) LANCASTER, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.