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James Leslie Brauer
CRD#: 8043747
IA
Investment Adviser
CORNERSTONE FINANCIAL GROUP,LLCCRD#: 129246 501 S Cherry St
Ste 1100
Denver, CO 80246
Registration History
AprJulOct2025AprJulOct2026IACORNERSTONE FINANCIAL GROUP,LLC (CRD# 129246)2025 - Present (<1 year)
License(s)

State Registrations

IA
Colorado 2/12/2025

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Nebraska 2/12/2025

IA
Iowa 2/12/2025

Current Registration(s)
IA
CORNERSTONE FINANCIAL GROUP,LLC (CRD#:129246)
501 S Cherry St Ste 1100, Denver, CO 80246
Registered with this firm since 2/12/2025

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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.