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Detailed Report
JAMISON CARL EDWARD BOWMAN SR
CARL EDWARD BOWMAN, J CARL EDWARD BOWMAN, JAMISON CARL EDWARD BOWMAN
CRD#: 801921
IA
Investment Adviser
B
Broker
SILVER OAK SECURITIES, INC.CRD#: 46947 1331 Union Ave
Suite 1000
Memphis, TN 38104
Registration History
197519801985199019952000200520102015202020252 FIRMS2005 - 2007 (2 years)2 FIRMS2008 - Present (16 years)BSUNAMERICA SECURITIES, INC. (CRD# 20068)1992 - 2005 (13 years)BANCHOR NATIONAL FINANCIAL SERV... (CRD# 5774)1991 - 1992 (1 year)BA. G. EDWARDS & SONS, INC. (CRD# 4)1986 - 1991 (5 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1978 - 1986 (7 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 572)1974 - 1978 (3 years)IASUNAMERICA SECURITIES, INC. (CRD# 20068)2004 - 2005 (1 year)
Disclosure(s)
View By:
10/23/1987
Customer Dispute
Settled
License(s)

State Registrations

B
California 2/15/2024
B
Mississippi 1/11/2008
B
District of Columbia 11/6/2015
B
North Carolina 3/13/2023
B
Georgia 8/30/2013
B
Tennessee 1/9/2008
B
Illinois 3/13/2015
IA
Tennessee 8/8/2008
B
Indiana 7/14/2022
B
Virginia 2/14/2017
B
Maryland 3/7/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SILVER OAK SECURITIES, INC. (CRD#:46947)
1331 Union Ave Suite 1000, Memphis, TN 38104
Registered with this firm since 8/8/2008
B
SILVER OAK SECURITIES, INCORPORATED (CRD#:46947)
1331 Union Ave Suite 1000, Memphis, TN 38104
Registered with this firm since 1/9/2008
Previous Registration(s)
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IA
 10/31/2005 - 11/27/2007 AIG FINANCIAL ADVISORS, INC. (CRD#:133763) MEMPHIS, TN
B
 10/31/2005 - 11/27/2007 AIG FINANCIAL ADVISORS, INC. (CRD#:133763) MEMPHIS, TN
IA
 03/26/2004 - 10/31/2005 SUNAMERICA SECURITIES, INC. (CRD#:20068) MEMPHIS, TN
B
 05/19/1992 - 10/31/2005 SUNAMERICA SECURITIES, INC. (CRD#:20068) PHOENIX, AZ
B
 03/05/1991 - 05/19/1992 ANCHOR NATIONAL FINANCIAL SERVICES, INC. (CRD#:5774)
B
 01/09/1986 - 02/01/1991 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
B
 09/26/1978 - 01/23/1986 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
B
 11/20/1974 - 09/26/1978 MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. (CRD#:572)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.