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Detailed Report
DIANE MARGUERITE ALECCI
DIANE BIDAKIS, DIANE MARGUERITE KESSLER
CRD#: 800902
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 Saddle River, NJ
Registration History
197519801985199019952000200520102015202020252 FIRMS2013 - Present (12 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1978 - 2013 (34 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 572)1976 - 1978 (2 years)BDEAN WITTER & CO. INCORPORATED (CRD# 6466)1974 - 1976 (1 year)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2002 - 2013 (10 years)IAMORGAN STANLEY (CRD# 149777)2013 - 2013 (<1 year)
License(s)

State Registrations

B
Alabama 4/20/2022
B
Nevada 1/4/2013
B
Arizona 1/4/2013
B
New Hampshire 1/4/2013
B
California 1/4/2013
B
New Jersey 1/4/2013
B
Colorado 1/4/2013
IA
New Jersey 1/4/2013
B
Connecticut 1/4/2013
B
New York 1/4/2013
B
District of Columbia 9/11/2023
B
North Carolina 1/4/2013
B
Florida 1/4/2013
B
Oklahoma 6/28/2023
B
Georgia 10/23/2024
B
Oregon 6/2/2014
B
Hawaii 9/11/2023
B
Pennsylvania 1/4/2013
B
Illinois 1/4/2013
B
South Carolina 1/4/2013
B
Indiana 9/9/2021
B
South Dakota 6/28/2023
B
Kentucky 6/28/2023
B
Tennessee 11/15/2022
B
Louisiana 6/28/2023
B
Texas 1/4/2013
B
Maine 6/27/2018
IA
Texas 4/2/2020
B
Maryland 1/4/2013
B
Utah 7/11/2014
B
Massachusetts 1/4/2013
B
Vermont 1/4/2013
B
Michigan 1/4/2013
B
Virginia 4/11/2017
B
Minnesota 6/28/2023
B
Washington 1/4/2013
B
Nebraska 6/28/2023
B
Wisconsin 11/10/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
Saddle River, NJ
Registered with this firm since 1/4/2013
B
MORGAN STANLEY (CRD#:149777)
Saddle River, NJ
Registered with this firm since 1/4/2013
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/08/2002 - 01/07/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PARAMUS, NJ
B
 09/26/1978 - 01/07/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PARAMUS, NJ
IA
 01/04/2013 - 01/04/2013 MORGAN STANLEY (CRD#:149777) PARAMUS, NJ
B
 05/18/1976 - 09/26/1978 MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. (CRD#:572)
B
 11/18/1974 - 06/12/1976 DEAN WITTER & CO. INCORPORATED (CRD#:6466)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.