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Caleb David Smith
CRD#: 7991726
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 2903 THOUSAND OAKS DR
SAN ANTONIO, TX 78247
Registration History
2024AprJulOct2025AprJulOct20262 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Arkansas 1/10/2025

B
New Mexico 1/10/2025

B
Colorado 1/10/2025

B
Oklahoma 1/10/2025

B
Florida 1/10/2025

B
Texas 11/23/2024

B
Louisiana 1/10/2025

IA
Texas 11/23/2024

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2903 THOUSAND OAKS DR, SAN ANTONIO, TX 78247
Registered with this firm since 11/23/2024

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2903 THOUSAND OAKS DR, SAN ANTONIO, TX 78247
Registered with this firm since 10/28/2024

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.