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Fuxing Xu
Alan Xu, Fu X Xu, Fuxing X Xu
CRD#: 7991712
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 20 GREENWAY PLZ
HOUSTON, TX 77046
Registration History
2024AprJulOct2025AprJulOct2026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2025 - Present (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2024 - Present (<1 year)
License(s)

State Registrations

B
Arkansas 2/7/2025

B
New Mexico 2/7/2025

B
Colorado 2/7/2025

B
Oklahoma 2/7/2025

B
Florida 2/7/2025

B
Texas 1/6/2025

B
Louisiana 2/7/2025

IA
Texas 1/6/2025

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
20 GREENWAY PLZ, HOUSTON, TX 77046
Registered with this firm since 1/6/2025

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
20 GREENWAY PLZ, HOUSTON, TX 77046
Registered with this firm since 10/31/2024

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.